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University of Technology Sydney Law Research Series |
Last Updated: 8 March 2017
The Legal Subject in Althusser’s Political
Theory
Roberto Buonamano
The final publication is available
at Springer via http://dx.doi.org/[10.1007/s10978-014-9139-3
]
Abstract There are three dominant conceptual developments in
Althusser’s work that suggest the significance of the subject. One is the
perpetual work of ideology—its interpellation of individuals. The second
is the primacy of the class struggle in relation to
the state, and the
consequential function of law and rights. The third is the materialism of the
encounter as a process without subject.
An examination of these three areas (in
part, utilising a Foucauldian analysis of subjectivity and power relations)
reveals the potentially
and strategically important role of legal subjectivity
in Althusser’s theory of the political.
Keywords Althusser,
Law, Subjectivity, State, Ideology, Foucault
The notion of the
subject in Althusser’s work is illusory. It is illusory in the sense that
it appears to be an undefined (even
undefinable) concept, while at the same time
functionally significant, serving as a strategy to disguise the nature of the
struggles
in the socio-political field. Thus, Althusser’s own uses of the
concept betray feelings simultaneously of distrust and commitment.
On the one
hand, the reference to history—thus of the political—as a process
without subject goes beyond the anti-humanism
with which his early philosophy is
often associated. It speaks positively of a condition for philosophical thought
in which the political
is not mediated by the subject-object dichotomy. On the
other hand, the thesis on the role of ideology interpellating individuals
as
subjects promotes the urgency of analysing the structural conditions from which
the ideological state apparatuses take effect
in producing subjectivities. This
assumes that the state of being a subject—in the dual sense of being
subjected to and being
the subject of—has a certain reality, an
ontological presence, which is crucial to the understanding of the work of
ideology
in society.
It may be that this ambivalent relationship to
subjectivity is meaningful in the context of Althusser’s so-called
methodological
‘turn to the aleatory’, in the sense that the
singularity and unpredictability in the encounter establish, precisely in
the negation of teleology, a possible space for emergent, resistant
subjectivities, as Antonio Negri and
others have suggested. In any case, if we
are to take seriously this ambivalent approach to the subject—which is to
say, that
we do not merely relegate it to the contradiction between the
ideological and ‘aleatory’ approaches to materialism, or
indeed the
assumed inconsistency in the thinking of an ‘early’ and
‘late’ Althusser—there is a need
to account for
Althusser’s vision of the subject-in-being, in Foucauldian terms, the
individual who is always in the process
of formation. Scholars of
Althusser’s philosophical texts have identified certain, distinctive
conceptual developments within
his late works, among them the idea that the
political, existing separately and in a variable relationship to social
antagonisms,
is self-instituting (or self-constituting). It is the fact that
the political reproduces the relations of production, making possible
the class
struggle, that gives law (the power to legitimise norms and implement rights) a
determinative function within the state
machine—it marks the
transformation of force into power. By the same token, the separation of the
political sphere from that
of social antagonism, and the process of the
self-constitution of the state form, are theoretically continuous with the
contingency
of the state as reflecting constituted power. This not only places
in contention the origin and stability of the political, but introduces
a
qualification in the relation of subjectivity, thus the relation of the subject
to the state. If the individual is not reducible
to the legal subject, the
emancipatory role of rights that the discourse claims for itself is placed in
contention. If the legal
subject is only ever produced in the rupture of the
political and the aleatory reality of the social, it becomes necessary to
consider
whether political resistance remains feasible only in the context of
the abandonment of the juridically-constituted subject, and
indeed whether such
a condition is tenable.
When the exterior implicates an interior:
on the subjective double
To understand the precise conditions
for Althusser’s dilemma, both that which he proposes in liberation of
structural Marxism
and that which he himself must escape to justify a
non-metaphysical application of Marx’s philosophy, we need to reconsider
initially the terms of his interpretation of Marx’s ‘epistemological
break’. The theoretical rupture between the
humanist or anthropological
philosophy of the young Marx and the radical theory of history and politics in
the post 1844 writings
invokes a methodological inversion as much as a
reconstitution of philosophical praxis. Althusser’s interpretation places
great
store in the
scientificity[1] of the new
concepts associated with historical materialism: ‘social formation,
productive forces, relations of production,
superstructure, ideologies,
determination in the last instance by the economy, specific determination of the
other levels, etc.’
(Althusser 2005, p.193). Beyond the radical critique
of humanist philosophy is the creation of a new discursive domain that
illuminates
a substantially different problematic—the situation of
specific levels of human practice within the social structure, in place
of the
essentiality of man—which in turn depends upon a new tool—the
scientific mapping of the historical conditions
for determined processes. If
Marxist theory is able to undermine the dual implication of the transcendental
subject, namely, the
empiricism of the subject and the idealism of human
essence, it is because a distinct form of dialectics is at play: historical
materialism
reverses the question of establishing objective truth at the level
of human thought or consciousness; because truth is already situated
at the
level of praxis, practice being the origin and criterion of all truth, the
approach of scientific practice to the ensuing
confrontation (of ideas and
nature, consciousness and the real) ‘entails recognition of the primacy
of external reality over ideas or consciousness, which, in this practice,
models itself on reality’ (Althusser 1997a, pp. 251-252). It is relatively
clear, then, that scientific practice cannot be reduced to self-consciousness,
and that the fundamental task of philosophy as a theoretical
practice[2] is the ‘actual
critique of the illusions of any “consciousness”, denying the
possibility of any subject of history’
(Balibar 1993, p.6).
Within
this methodological paradigm, subjectivity is viewed merely as a reflection of
the necessary function of ideology; at the
same time, ideology is conceived as a
complex form, or rather, as giving form to a complex, asymmetrical set of
relations. At the
structural level, Althusser’s conception of ideology
breaks free of teleological development: neither social processes nor
sites of
human agency can be considered to be the causes of ideology; instead they are
simultaneously determined and determining
functions that become meaningful in
the context of ideological forces. Here, the notion of overdetermination
becomes crucial, since, outside of a causal mode of analysis, it is the
differential movement inherent in social processes—the
changes,
transformations, contradictions—that explains the ‘material’,
constitutive foundation of ideas and consciousness
as well as their field of
operation. Nonetheless, we do encounter the difficulty of understanding how
‘ideology’ is conceived,
particularly in light of Althusser’s
reference to ideology as an ‘ideological concept’ (1971). For
ideology to
be freed from all constraints associated with interiority (the
ideas, beliefs, illusory perceptions), if it is, rather, to have an
omnipresence
that is implicated in and guides external reality, it effectively must be
immanent to all social entities and relations,
being neither cause nor product
of the apparatuses. Let us examine the logic of this presupposition in
Althusser’s own terms.
In the first instance, ideology, ‘endowed
with a structure and a functioning such as to make it a non-historical
reality’,
namely, immutable throughout history (paralleling the concept of
the unconscious in Freud—‘ideology is external,
exactly like the unconscious’), may be conceptualised only in relation to
the existence of an actual, historical reality,
the ‘concrete history of
concrete material individuals materially producing their existence’.
‘Ideology in general’—Marx’s
imaginary assemblage, the
pure, empty dream—is the ahistorical or omni-historical reality that
remains present in the same
form within ‘the history of social formations
containing social classes’ (1971, pp. 160-161). In short, ideology is
immanent, not transcendent. This leads to a particular understanding on the
representative enterprise of ideology: ‘Ideology
represents the imaginary
relationship of individuals to their real conditions of existence’ (1971,
p. 162). It cannot be the
real conditions of existence that men represent to
themselves in ideology, which would entail that ideology mirror (suggesting some
consistency or direct association) those conditions; the true question is not
one of causation, but of the rationale for the imaginary
relation of individuals
to the social relations governing their conditions of existence. There is, thus,
an ontological distinction
between the system of existing relations of
production (and derivative social relations) and the imagined—necessarily
distorted
or illusory—relations represented by ideology.
In the second
instance, Althusser’s thesis that ideology has a material
existence—if not seemingly paradoxical in suggesting
the materiality of an
ideal—is critical to the formulation of Ideological State
Apparatuses and their practices being the realisation of an ideology, ideology
always existing in the apparatuses and their practices. As Montag
observes, this approach precludes the temporal and causal priority of ideology
and
‘eliminates any notion that ideology can exist external to its
material form’ (1995, p. 62). The argument that belief
and consciousness
do not pre-exist the behaviour and actions of individuals but are consubstantial
with them implicates the exteriority
of discourses as much as practices. The
chain of materiality inscribed in the relation of the subject and the existence
of the ideas
of his belief is thus: ‘his ideas are his material actions
inserted into material practices governed by material rituals which are
themselves defined by the
material ideological apparatus from which derive the
ideas of that subject’ (Althusser, 1971, p. 168). Beyond the
circularity of this equation there remains the problem of conceptualising the
subjectivity
inherent in the individual whose beliefs and actions are
ineluctably bound up with the ideological apparatus; in what sense is this
exterior meaningful where it does not stand in any relation to an
interior?—in other words, what room is there for the expression
of
subjectivity given the immanence of ideology?
The centrality of
Althusser’s thesis on the subject for his conceptualisation of ideology is
attested by his own emphatic formula:
‘the category of the subject is
only constitutive of all ideology insofar as all ideology has the function
(which defines it) of “constituting”
concrete individuals as
subjects’ (1971, p. 171). There are a number of hypotheses that
purport to explain this strange construction. One is that individuals
are
always-already subjects, in the sense that they constantly and
continuously practise the rituals of ideological recognition. This is so to the
extent
that even revolutionary activity is defined by and circumscribed within
an ideological mentality.[3] Indeed,
there is more at stake here than the perpetual or interminable quality of
subjection (the always); we must acknowledge that the interpellation of
the subject is also a process without origin (the already). The
production of subjectivity presupposes that individuals are necessarily
abstract, the individual reflecting the institutions
and practices of the
society into which he is born and to which his existential needs are adapted.
Further, being a subject is ultimately
a matter of ‘obviousness’, in
the sense of both transparency and immediacy. This, of course, gives rise to the
aporia
inherent in such a restricted conception of consciousness: inevitably, it
serves a mediating role, while at the same time being confronted
with the
obviousness of the subject. The rejoinder argues, instead, that consciousness
merely provides the individual with an awareness
of his partaking of the
incessant practice of ideological recognition, whereas knowledge of the
mechanism of this recognition remains
the object of our radicalised scientific
method (see Althusser 1971, pp. 172-173).
It is not altogether clear
whether the thesis on the interpellation of subjects can escape its
logico-grammatical formulation, even
with a reading sympathetic to the influence
of Spinoza (which, of course, Althusser encourages). It would appear to be a
solipsistic
conclusion that the interpellation of the subject presupposes the
existence of the subject, notwithstanding that the subject cannot
be seen to
have a defined birth or emergence. One possibility is to suggest that, rather
than ideology transforming individuals into
subjects, interpellation is itself
the process of subjectivation. Močnik suggests, along this line of
analysis, the existence
of two interdependent mechanisms operative in the
interpellation-subjectivity relation: subjectivation proper, being a
purely formal symbolic mechanism with the same stereotypic structure; and
identification, the imaginary relation concerned with the ideological
conflict as an instance of class struggle (1993, p. 140). The double nature
of
the process (symbolic and imaginary) might work to ameliorate the contradiction
in ideology, that of representing a reality of
which it is itself part, but the
concern with subjectivation being a reference to its own instance, namely, a
pre-existing subject,
remains live. In fact, we cannot assume that Althusser did
not perceive this limitation. His resort to the concept of the
‘Subject’
in the example of religious ideology, the ‘Unique,
Absolute, Other Subject’ in whose name individuals are
interpellated as subjects, demonstrates the doubly specularly function of
ideology, the ‘duplication of the Subject into subjects and of
the Subject itself into a subject-Subject’ (1971, p. 180). Here,
the Subject operates at the centre of an infinite number of individual
subjectivations. The mirror-structure
of ideology thereby attempts to resolve
the paradox in the duality of the subject—the free subject that is author
of his own
actions, and at the same time, the subject that is subjected to a
higher authority. The individual is interpellated as a (free) subject
for the
purpose of ensuring his free acceptance of his own subjection; in effect, the
subject participates in its own subjectivity,
in both senses. Importantly, the
focus in this schema shifts from the interiority of individual subjectivity to
the workings of the
actual mechanism, the dual process of ‘positive’
and ‘negative’ subjectivation.
Formulated in this way, we are
perhaps moving closer to a Foucauldian approach to subjectivity, even as
Foucault’s distrust
of the term ‘ideology’ and critique of its
uses in Marxist discourse might suggest a lack of empathy with the premise
of
ideology having a material existence. Already in The Archaeology of
Knowledge Foucault proposes the task of examining the manifest construction
and practical situation of knowledge, as a system of ideas, values
and beliefs
held together by distinct positivities or practices. Ideology would be merely
one structural element of the conditions
for the visibility of knowledge as an
assemblage, a historical formation determined by discursive and non-discursive
practices: ‘The
hold of ideology over scientific discourse and the
ideological functioning of the sciences are not articulated at the level of
their
ideal structure...nor at the level of their technical use in society...nor
at the level of the consciousness of the subjects that
built it up; they are
articulated where science is articulated upon knowledge’ (Foucault 1972,
p. 185). Moreover, in the analyses
of specific institutions that lie at the
intersection of relations of force constituting power and the formalised strata
of knowledge,
repression and ideology, far from being considered part of the
struggle between forces, are treated as the mere effects of these
struggles,
since they necessarily operate within an established organisation of relations.
Discipline, and the norm through which
social space is rendered
interdisciplinary and homogenising, is productive rather than repressive,
producing and intensifying according
to the logic of individualisation
(Ewald 1992, p. 171). In short, power produces the reality that permits
repression, and the truth that serves
ideology.[4] Thus, for Foucault, the
fact that it is principally bodies and their thinking, rather than consciousness
and interiority, which are
at stake in the practices of subjection, suggests
that one must necessarily look beyond the instruments of violence and ideology
in order to understand the various (material) modalities of these
mechanisms of subjectivation (Montag 1995, p.72). If we allow ourselves to
interpret Althusser’s thesis
on the interpellated subject through the lens
of Foucault’s disciplinary analysis, as Montag (1995) proposes, the
problem of
the materiality of ideology could be reformulated in terms of the
relation between the fictitious construct of reality created by
the ideological
representation of society and the specific technology of power (discipline) that
individualises bodies, producing
subjects.
There are sufficient
convergences in the thinking of Althusser and Foucault to warrant our attention,
especially with respect to
the critique of
humanism,[5] and the material
dependency and non-teleological nature of the subject, although
Foucault’s subject has a transformative—perpetually
self-constitutive—character
that is less obvious in Althusser’s
thesis. Foucault is quite explicit in declaring the problem of humanism as being
its invention
of a series of subjected sovereignties: ‘ the soul (ruling
the body, but subjected to God), consciousness (sovereign in a context
of
judgment, but subjected to the necessities of truth), the individual (a titular
control of personal rights subjected to the laws
of nature and society), basic
freedom (sovereign within, but accepting the demands of an outside world and
“aligned with destiny”)’
(1977, p. 221). It is in this
sense—subjected sovereignties, or double subjectivation—that Delueze
(1992) reads Foucault’s
notion of subjectivity as bound up with the visual
motif of the fold. The ‘foldings’ (purposefully plural, for
subjectivity is conceived as a multiplicity) refer to the doubling process
intrinsic to thinking, the interiorisation of the outside. There are a couple of
functional principles bound up with the idea of
interiorisation. First, the
folding-unfolding movement is inscribed in the subjectivation process,
witnessing the transformation
of the free man into subjection: it involves, on
the one hand, being controlled and dependent on others via ‘all the
processes
of individuation and modulation which power installs’, and on
the other, binding the subject to his own identity by a conscience
or
self-knowledge fashioned through the codes and techniques derived from the moral
and human sciences (Deleuze 1992, p. 103). Thus,
even the relation to oneself
does not exist in a solitary and self-contained place independent of the outside
(the institutional
and the social); rather, it operates within the field of
pre-existing relations, defined by them and in turn reconstituting them.
The
ethical relation is conceived as part of the broader ontological
process—and, indeed, engaged through a new form of epistemology—of
the constitution of the self as an object of knowledge, in the dual sense of the
object of one’s own reflection (the truth
obligation) and the object of a
scientific organisation of knowledge (Foucault 1997, p. 177). Second, the inside
is necessarily coextensive
with the outside, but an outside that is deeper and
more distant—spatially and temporally—than any
exterior.[6] Or, reading with
Heidegger, the intentionality of being, through which consciousness has free
reign, gives way to the fold of Being
(Deleuze 1992, p.110). Thinking, being
neither innate nor acquired, can only come from the outside, thus the variables
or conditions
for thought are at the same time those concerned with the
production of subjectivities. The topological relation of the folding of
the
outside establishes the limit for thought, albeit in a way that internalises
external environments: to think is to be restricted
to the ‘present-time
stratum’, but through a past that is condensed within the inside (the
‘present’ subject
is always a historically-constituted subject) and
with the function to resist and re-think the present. In Deleuze’s
eloquent
formula, ‘Thought thinks its own history (the past), but in order
to free itself from what it thinks (the present) and be able
finally to
“think otherwise” (the future)’ (1992, p. 119). Folding thus
has ramifications for political and ethical
activity; it presents the
possibility of new forms of struggle, as new forms subjectivity.
Althusser,
in a different vein, also speaks of the mirrored or folded relationship between
the internal and external, in this case
with respect to the subject’s
interpellation through ideology. To be within ideology—which is to say, to
be the subject
of ideological recognition, or ‘hailing’—is to
be the object of a ruse, the mere apparition or appearance of being
outside of
ideology, for it is the inherent effect of ideology to create the belief that
one is not subject to ideological intervention.
While scientific knowledge
operates on the basis that ideology can be the object of analysis, thus that
there must be a space external
to ideology, ‘ideology has no
outside (for itself), but at the same time that it is nothing but
outside (for science and reality)’ (1971, p. 175). The
‘speculary’ structure of all ideology—the inside reflecting
an
outside that in fact is the entire reality—operates by way of a quadruple
system of interpellation: individuals are interpellated
as subjects; they
thereby are subjected to the Subject; there is mutual (i.e. universal)
recognition of subjects, within and among
themselves; and, there is the absolute
guarantee that this constitutes the way things are (1971, p. 181). This manifold
process facilitates
and regularises the concrete, material behaviour of
individuals, such that subjects ‘work by themselves’, echoing the
productive effects of individualising disciplinary control (whether in the
context of criminality, labour or sexuality) discussed
in Foucault’s
genealogical investigations. Indeed, there is no subjectivity without this
(freely adopted) subjection. The sense of freedom is merely one of the
effects of ideology, coded in institutions and social practices. Thus,
subjectivity refers to the determination by ideological social relations, at
once illusory—since ideology necessarily represents
a distorted simulacrum
of reality—and natural—interpellation is violently and abruptly
imposed on individuals through
their ‘free
consciousness’.[7]
If
Althusser’s thesis appears to resolve the problem of the duality of
subjectivity, with the subject being meaningful only
in the sense of this
abstract mechanism that qualifies the transformative capacity of the
individual-subject, it is not without some
logical circularity. We are reminded
of Jacques Rancière’s critique of Althuserrianism on the count of
the speculative
division between science (concepts) and ideology (words), being
essentially a theory of representation. For Althusser, ‘man’
in
Marx’s ant-humanism is constrained within a class discourse in which he is
merely an image reflecting and masking the conditions
of bourgeois domination.
‘The bourgeoisie’s ideological power is thus described as the
superposition of systems of representation:
the system of judicial inscription
transcribes trade relations; juridical ideology is reflected in the discourse of
‘man’
and ‘subject’. The efficiency of power in ideology
is nothing other than the efficiency of a representation of the conditions
for
the existence of that power’ (2011, p. 95). There is the risk that
ideology merely reiterates the ‘interplay between
essence and
appearance’, [8] and that the
subject reveals itself to be nothing other than the abstract entity that
Marx’s ‘scientific’ critique
sought to
undermine.
The state and its apparatuses only have meaning from
the point of view of the class struggle: the primacy of force
As
Althusser explains, what is truly at stake in the process of the mirror
recognition of the Subject and the interpellation of individuals
as subjects is
the reproduction of the relations of production and those relations deriving
from them. Moreover, it is the class
nature of the ideologies, that they are
realised in institutions, their rituals and their practices, that accounts for
the methodological
shift (from the abstract to the particular, the general to
the specific) in analysing ideology’s role in social
formations.[9] The state form, then,
is to be conceptualised in the context of the perpetual class struggle. It is
characterised as a machine or
apparatus precisely to denote its instrumental
nature, and as the instrument of the dominant class it is necessarily separate
not
only from society but also from the class struggle itself, from which
position it is able to dominate those it exploits and perpetuate
the conditions
of exploitation and oppression (Althusser 2006, p. 100). The state—and its
politics, and the ideology that sustains
it—is therefore separate
and above the class struggle in a twofold sense. The political exists by
virtue of, and indeed to conserve and maintain, the reproduction of
the
conditions of domination in its broadest connotation: not merely the
reproduction of the conditions of ‘social relations’
and
‘productive relations’, but also the ‘reproduction of the
material conditions of the relations of production and
exploitation’ (Althusser 2006, p. 120). The autonomy of the political is
ensured by the
permanency of class conflict, simply because the political
reproduces the antagonistic relations of production. Second, at the level
of the
organisation of power, the state-machine transforms force or the violence of
class struggle—by which is meant the excess of the dominant
class’ force over the force of the dominated classes—into right,
laws and norms (Althusser 2006, pp.
108-109). The embodiment of the state form,
with its various agents and their nominated functions (administrative,
monitoring, policing,
juridical), serves no other purpose than this
transformation of energy, and ultimately produces nothing except legal power.
The logic
of this transformative process is extrapolated in Althusser’s
interpretation of Machiavelli’s thesis on the emergence
of a principality:
the new state to be formed, in order to become a national state, ‘must be
equipped with laws expressing
the balance of forces in the class struggle
between nobles and people’, a struggle in which the Prince must take the
side of
the people, a struggle which is indispensable to the state’s
capacity to both survive and expand (Althusser 2000, p. 62). Viewed
schematically, there are two moments in the constitution of a state. In
the first, its foundation, the abstract formal moment of beginnings, the founder
lays the foundation
of the edifice by decreeing laws, thus becoming the
lawgiver. The second is the ‘concrete, organic moment either of the
penetration
of the laws thus decreed into the antagonistic social classes, or of
the production of laws by popular struggle against the nobles’
(Althusser
2000, p. 65). In this latter stage, the mechanism of laws is the principal
vehicle for the rooting of the prince’s
power in the people, and the
latter is the absolute condition for the state’s duration and power.
Does this analysis on the separate and self-instituting character of the
political allow Althusser’s thesis to escape the conventional
philosophico-juridical discourse of sovereignty, a discourse that presupposes
the existence of the subject of rights? To approach
a response we must perhaps
pose a more precise question: what has happened to the subject—where is
the subject located, or
how has it been displaced—with this separation of
the political from the class struggle? At the very least, Althusser has entirely
evaded, if not overturned, the contradictions in the relationship between state
and society prevalent in traditional Marxist theory.
[10] The state’s function is
defined by, rather than in contest with, the reality of social antagonism. Where
the origin of the
state lies with the ‘real’ of the class struggle
under the effects of the ideological state apparatuses, the concepts
of
base and superstructure are no longer meaningful, which is to say
that the structural paradigm in which these terms take effect fails to account
for the
very existence of social antagonism and the relational dependencies
through which it is preserved, namely, the primacy of the class
struggle with
respect to production and the primacy of the political with respect to the class
struggle (see Vatter 2004,
§15).[11] Moreover, the
reproduction of exploitative relations in the form of rights and laws
establishes the legitimacy of the control of
class conflict, thus of the
special function of the state. If it is not possible to break from the
circularity of the state, it is simply because the reproduction of the material
and social conditions necessarily involves and implies the reproduction also of
the state and its forms, while the state has the
special function of maintaining
and conserving the reproduction of existing class society (Althusser 2006, p.
125). In effect, Althusser’s
theory of the state eschews the concern for
establishing right as the principal determinant of the political relation
between subjects;
instead, the state and its forms—including the
ideological state apparatuses through which subjects are produced—merely
legitimise the reproduction of the conditions of existence of the domination of
the exploiting class. In this schema, law plays the
part of a formal system of
legality, a legalising power empty of any virtues of autonomy and positivism,
and distinct from relations
of production. The formal system of law, ‘not
despite but because of its formality and systematicity, depends upon a series
of
repressive and ideological supplements, that is, a locus of exteriority’
(McGee 2012, p. 147).
Again, we can attain some clarity in understanding
Althusser’s challenge to structural Marxism by extending a connection to
Foucault’s thesis on security as an analytics of power. In his lectures
titled ‘security, territory, population’
Foucault continues his
genealogy of power by examining historically the mechanisms through which the
biological fact of the human
species becomes the object of a political strategy.
For example, the Eighteenth century witnesses a re-orientation of the central
concern for the political and economic management of society, under the
imperative of controlling particular crises (such as the
effects of scarcity
from food shortages, or endemic-epidemic diseases), from the individual
political and legal subject to the population, both as a natural
phenomenon and a complex field for the application of governmental rationality.
The population, as the object
of economic-political analysis, no longer appears
as the collection of individual wills tied by obedience to sovereign authority,
but rather as ‘a set of processes to be managed at the level and on the
basis of what is natural in these processes’
(2009, p. 70). The departure
point for this politico-epistemic program is the given, the existential
fact or naturalness of phenomena—phenomena which lend themselves to
statistical analysis, distributive calculations,
quantification and
classification of variables, and so on—which thereby implicates the
necessity and function of government;
it is effectively a scientific discourse,
one concerned with the dynamics in society, with its physical properties (as the
physiocrats
attest), as against the structural stasis of juridical discourse,
with its conceptual paradigms—whether the contractual relationship
of
sovereign to subject, or the teleology of popular sovereignty (res
publica).[12] In a parallel
discussion, Foucault argues that an appreciation of the liberal moment in
politics demands the reconceptualisation
of the notion of ‘freedom’,
from its metaphysical signification—the property of the ethical or
political subject—to a technological signification—a
legally-sanctioned instrument of power relations. Both in the sense of ideology
and as a technique of government,
‘freedom’ is to be understood in
the context of the mutations and transformations of technologies of power, as
the correlative
of the deployment of apparatuses of security. In fact, the
functioning of an apparatus of security relies upon the existence of relative
freedoms, certainly as they were conceived in the Eighteenth century: ‘no
longer the exemptions and privileges attached to
a person, but the possibility
of movement, change of place, and processes of circulation of both people and
things’ (2009,
pp. 48-49).
Both Althusser and Foucault situate
politics within a matrix of forces, forces that have their own trajectories,
whose logic defies
the rational self-justification associated with conventional
philosophical treatments of political power. These forces, or relations
of
power, are distinguished from both the forms (clusters) of political and
economic subjection and the institutions and technologies
of government. For
Athusser, the separation of the state-machine and its special function—the
reproduction of itself on the
basis of its own effects—constitutes a
system with complex mechanisms, perpetually masking its functions behind its
apparatus,
and vice versa, and its reproduction behind its interventions
(Althusser 2006, p. 126). What is at stake in a philosophy of praxis is
the unveiling of this masquerade, an attempt to understand the ensemble of the
forms of class domination, its defence in and perpetuation
through the
pre-eminent mechanism of the state and its production of power (as right,
political laws and ideological norms). In Foucault,
we find a less structural
analysis of this matrix. Relations of production and reproduction constitute
merely particular types of
relations (as with familial or sexual relations)
through which mechanisms of power are exercised. It is less a matter of power
being
imposed upon such relations, for the purpose of acting on them, to modify
or orient them in a particular direction for the sake of
a certain objective, as
the mechanisms of power being intrinsic to these relations, as both their effect
and cause. The multiplicity
of force relations are elements of the struggles and
confrontations in society, and indeed one can take the permanency of these
struggles
(between individuals, groups, classes) as a principle from which to
analyse power relations; however, at any given time and within
a given field,
the mechanisms of power intersect via ‘lateral co-ordinations,
hierarchical subordinations, isomomorphic correspondences,
technical identities
or analogies, and chain effects’ (Foucault 2009, p. 2), and it is the
singularity of these encounters—being
neither ontological nor
teleological— that should be investigated.
A process
without subject
At this point it is worth considering, if only
provisionally and schematically, Althusser’s later concern with the
‘materialism
of the encounter’. The extent to which this concern
represents a break with his previous interpretations of Marxist philosophy,
and
possibly a departure from Marxism itself, is of no special import for our
current focus. More revealing is the interest in the
historicism of an
alternative (which is to say, non-metaphysical) philosophical
tradition,[13] and, consequently,
the potential conceptual openings for a novel critique of political and legal
subjectivity. Utilising the terminology
of Heidegger and Derrida in particular,
Althusser defines the materialism of the encounter by the contrast with
‘any idealism
of consciousness or reason’; it is characterised by
the primacy of positivity over negativity, the swerve over the straight
trajectory, disorder over order, and by the negation of all teleology (whether
rational, secular, moral, political or aesthetic).
It is the ‘materialism,
not of a subject (be it God or the proletariat), but of a process, a process
that has no subject, yet
imposes on the subjects (individuals or others) which
it dominates the order of its development, with no assignable end’ (2006,
p. 190). This enigmatic notion of a ‘process without subject’ is a
crucial one for the task of a materialist philosophy,
that of thinking the
theoretical conditions of possibility for the resolution of existing
contradictions—to situate different
social practices under their
ideologies, create theoretical schemas for overcoming contradiction, and
guarantee the truth of this
order through rational discourse (p. 287). The
methodology utilised in Althusser’s historicisation of the philosophy of
the
encounter is served by at least two key concepts: the conjuncture and
the contingent. The conjuncture is the joining together of various
elements, the facticity of events, from which any given form can emerge. It is
not a transcendental structure, but the taking account of material conditions
that present themselves at any given moment due to
an infinite number of
possible causes. Whether political, ideological or philosophical, the
‘conjuncture is the facticity of
the world that practice confronts, and
practice is in turn possible only within the interstices of this facticity,
since it can only
intervene with the relations that constitute practice in the
first place’ (Morfino 2005, §52). The contingent refers to
the
aleatory character of the encounter—it is never prefigured insofar as the
fact of its occurrence is underwritten by the
possibility of its non-existence.
The encounter emerges from the possibility of nothing—this is its
radical instability—taking shape as a new regime of facts. There is
no overarching determinant, neither origin nor end. Thus,
Althusser speaks of the ‘necessity of contingency’ in a completely
non-teleological sense.[14]
The
reading of Machiavelli—achieved, in part, through establishing a
theoretical continuity between Machiavelli’s monarchist
(The
Prince) and republican (Discourses of Livy) texts—emphasises
the problematic of the foundation without precedent, the ‘primitive
political accumulation’,
the concern with the preconditions of the
constitution of a national state, thinking the fact to be accomplished (a
new state under a new prince, its durability and longevity) rather than from the
accomplished fact of absolute monarchies (Althusser
2000, p. 121). The
subject-less process, as understood through Machiavelli, must account for the
‘irreducible duality’
between the subject of the political viewpoint
(the people) and the subject of political force and practice (the
Prince), a division that cannot be reconciled insofar as ‘the
people’ does not constitute itself as a political force and is
not
transformed from a multitude into a governmental form. ‘History must be
made by the Prince from the viewpoint of the people;
but the people is not yet
“the subject” of history’ (p. 27). One might interpret the
place or subject ‘ the people’ as the perspective of
social antagonism;[15] its power
lies precisely in the fact that the political viewpoint is not reduced to the
constitution of political forms of government
and any political practice (Vatter
2004, §26); this would permit the possibility of political agency on the
part of the people.[16] However, it
has to be conceded that there is very little textual elucidation (the same could
be said contextually, with regard to
the opposition of political viewpoint and
political practice) of the signification Althusser intends by the use of the
term ‘the
people’. As a political concept, it can be understood in a
differential way, as that part of a social whole that is distinct
from another
part or parts to which it is subordinate. In this sense, the people, as
demos, constitutes an uprising against the regime rather than the regime
itself; it is the subject of revolt, suggesting both, and at the
same time, an
immediate absolute and indivisible dignity that is without measure, and over
time, the ‘absolute value as an
infinite opening that no quality, law,
institution, or even identity can ever bring to a close’. Alternatively,
‘the
people’ may be understood in an integral way, as the whole (the
body) of social reality; the political sovereignty of the people
would entail
its self-constitution, preceding any political constitution. ‘Here the
subject-people is affirmed not as an actor
or as a force but first of all as a
substance: a reality that derives its existence and its movement only from
itself’ (Nancy
2010, pp. 38-39). Both meanings have some resonance with
Althusser’s characterisation of ‘the people’, but neither
perfectly accounts for what Althusser considers to be crucial in
Machiavelli’s treatment of the political practice of the new
prince:
namely, that the state which the prince must lead is rooted in the
people—it is a popular state, its popular character determining the
political practice. The Prince, as the public face of the state, literally acts
upon
(first through acceptance, later to transform) the people’s ideology
to achieve his national and popular goals, assuming ‘responsibility
for
the ideological effects of his own political practice’; thus, the
representation of the figure of the Prince serves to
mediate the ideological
relation between Prince and people (Althusser 2000, pp. 97, 99). It is in this
purely strategic sense that
‘the people’ is significant. We must
avoid the speculative conclusion that a theory of popular sovereignty, of the
people’s
exercise of political power in pursuance of the democratic form,
is disguised in the Machiavellian readings. Instead, the people
remains separate
from the political—always as the founding moment of constituted power (the
state), but never the constituent—the
substance or reality
rather than the actor, in Nancy’s terminology.
What, then, is the
place of subjectivity within the materialism of the encounter? If this question
appears as a most urgent one arising
from Althusser’s later writings, it
is nonetheless one to which he did not attend with any clarity and decisiveness.
We can
only venture to draw together distinct conceptual strands, all the while
conscious of the fact that Althusser’s work creates
more openings than it
develops coherent philosophical positions. The root of this problematic may be
situated at a more fundamental,
epistemological level. In posing the question,
‘how is a singular individual also a universal?’ Althusser refocuses
his
gaze upon subjectivity—and the subject’s situation in
knowledge—in terms of the relation of appropriation that
the human subject
enters into with others. All processes of knowledge move from abstract
generality to concrete singularity; the
reality envisaged is that of a
universal singularity (Althusser, 1997b, pp. 7-10). The possibility
that the aleatory nature of the encounter might establish a veritable space for
collective subjectivity emerges from the scattered references to
Spinoza’s radical philosophy of subjectivity: the reversal of causes into
ends; meaning
as an ‘eschataology of an imaginary meaning’;
the critique of the illusion of subjectivity (that allows the individual to see
himself as centre and master of the world,
whereas he is entirely submitted to
its determinations)—ideas from which may be extrapolated the hypothesis of
individual subjectivity
being derivative of ‘social subjectivity’
rather than its condition (Althusser 1997b, pp. 6-7). In Machiavelli’s
thinking, however, the notion of social subjectivity becomes a more sustained
and directive principle of political practice. It may
be that the true
contingency with respect to the encounter, thus with respect to the form of its
effects (the state), is its potential
revocability (the return to the
beginning), what Vatter (2004, §43-44) refers to as the ‘sovereign
in-difference’,
the people’s indifference to the state and its
project of government, thus the ability to overturn the accomplished fact, or
return to the state of the encounter—this would be the only true source of
the people’s power.
The Legal Subject
The fact
that the dominant class can only endure as a state through the transformation of
its power based on violence to a power based
on consent assumes, as we have
already noted, the existence of free subjects—‘By means of the free
consent of its subjects,
[the prince] has to obtain the obedience that it could
neither attain nor maintain by force alone’ (Althusser 2006 p.285).
Thus,
the association between subjection-subjectivity and the constitution of the
dominant ideology is not arbitrary. The class struggle
and the existing
contradictions, invested with ideologies and social practices, and giving rise
to their resolution and unification
in the form of the dominant ideology, are as
much the products as the producers of subjectivity. The subject, which can never
be
subsumed under the political, is produced from and within social
antagonism. It is the strength of Althusser’s analysis to have
theorised simultaneously the displacement of the subject and its embeddedness
in
the antagonistic relations.
Althusser does not develop a theory of the legal
subject, nor does he explicitly articulate concepts that would explain the
function
of subjective rights within the modern nation state. However, we may
propose some tentative connections between his theoretical constructs,
as we
have interpreted them, and legal subjectivity. In the first place, the role of
ideology in producing subjects extends a correlative
function to law: in short,
there is no room for law to exist outside of its ideological uses. That
subjective rights are conceived,
and become juridically meaningful, only within
the rubric of public law, the law of the state, entails that rights are
themselves
in the service of the state-machine with its participation in the
class struggle. This is not to say that subjective rights work
homogenously or
uni-directionally. From the perspective of the state as a ‘class
state’, it could be said that rights
form part of the legal codification
of the interests of property owners—‘it is an expression of the
bourgeoisie and of
its power to appropriate individual freedom and the market,
and protect its prerogatives’ (Negri 2008, p. 111). However, from
the more
generalised perspective of the state as a separate and special body whose sole
concern is the production of legal power,
rights can be seen as the effects of
the encounter between the state apparatus and concrete reality, that which is
produced from
the transformation of violence, in effect, the transmutation of
social antagonism. It would then be the result of a creative, productive
process, and, above all, a practical process, by which the hegemony of the
dominant class is reified, which is to say that the class
origins of its power
are repressed or neutralised. If we were to read Althusser’s notion of
legal power sympathetically with
Foucault’s analytics of power, we might
suggest that at stake in this transformation are the power relations that
Foucault
refers to as microphysical: those multiple and diffuse relations
(normalising and disciplinary, but also constitutive and individualising)
that
inhabit the social field,[17]
penetrating and circulating within the social fabric in strategic ways,
irreducible to the monolithic exercise of force or violence
inherent to the
juridical form of the state. Speaking within the discourse that takes war as the
paradigm for an analysis of power,
the subject that asserts a right is concerned
with a singular right (his right, derived from the relationship of conquest,
domination
or seniority), and declares a strategic, perspectival truth, whereas
‘universal truth and general right are illusions or traps’
(Foucault
2003, p. 269). The legal and political subject is formed through power relations
that are depersonalised (neither ‘sovereign’
nor
‘governed’ are essential categories) and exercised to give effect to
a certain mode of governmental rationality.
Ultimately, the mechanisms of
subjection and the economic processes of reproduction belong to the same economy
of power; the individual
body as labour power is both a productive force and a
subjected body.[18] Similarly, we
could find in Althusser a co-extensive relationship between the productive power
of law (in maintaining the reproduction
of the relations of production) and the
subject that is produced through ideological interpellation. The legal subject
that emerges,
in one sense, is defined by that process of interpellation, with
all its inherent limitations, but in another, actively represents
the
constitution of legal power reflective of the violence of social antagonism
– this would be the space of his singular right and strategic
truth.
In the second place, Althusser’s critique of the state through
the prism of aleatory materialism radically alters the stakes
of political
subjectification. As with the contingent economic and security imperatives
which, for Foucault, marked a shift in the
political technologies of government,
the problem of constituting political authority is bound up with the singularity
of events
that render a national, unified government both fortuitous and
possible; that is to say, the birth of the conditions for the enduring
state
reflects the emergence of the necessary from the contingent. The conjuncture and
facticity inherent to the encounter projects
a new emphasis on the concern with
the reproduction of the mode of production, in the sense of an overriding
materialism to the reproduction
of social practices—for example, the
relations that govern the processes of capitalist production give form to
certain social
structures, which, in turn, produce other structures, but always
as the products of chance encounters (thus, both causes and effects
are marked
by their aleatory nature). ‘For the aleatory materialist, all structural
relations have both a history and a need
for continuous reproduction’
(Hardy 3013, p. 25). While the process associated with the history of social
structures and their
changes is said to be lacking a transcendental subject
per se, social relations themselves may be considered to produce forms of
subjectivity. The relation of forces that constitutes a conjuncture,
with its
inhrerent tension and agonism, and the resulting possibility of change, gives
presence to social subjectivity, ‘that
of a conflictual human group, that
is, of a class and therefore of antagonistic classes’ (Althusser 1997b, p.
7). This form
of subjectivity would not merely reflect the conflictual system of
the relation of forces, it would give structure to their coincidence
and
participate in the restructuring of the conjuncture as part of the continuous
reproduction of relations. This is arguably one
aspect of the political
practice emerging from the confluence of necessity and contingency that
can serve to transform the ‘social’ from its established
conception
to something other, a new moment.
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[1] Such a reading in not without
its concessions: postulating the ‘theoretico-scientific’ Marx that
emerges from the errors
of the Hegelian Marx raises its own historical questions
about theory and objectivity; failing to attempt a genealogy of the
pre-conditions
for the new scientific method runs the risk of producing a new
‘positivism’—see Derrida’s comments in his
interview on
the topic of the relationship between Althusserianism and deconstruction (1993,
p. 197).
[2] ‘We can
assert the primacy of practice theoretically by showing that all levels
of social existence are the sites of distinct practices: economic practice,
political practice,
ideological practice, technical practice and scientific (or
theoretical) practice’ (Althusser and Balibar 2009, p.
63).
[3] Thus, Althusser affirms,
‘a subject is always an ideological subject. His ideology may change,
shifting from the dominant ideology
to a revolutionary ideology, but there will
always be ideology, because ideology is the condition for the existence of
individuals’
(2006, p. 285).
[4] ‘The individual is no
doubt the fictitious atom of an `ideological' representation of society; but he
is also a reality fabricated
by this specific technology of power that I have
called `discipline'. We must cease once and for all to describe the effects of
power
in negative terms: it `excludes', it `represses', it `censors', it
`abstracts', it `masks', it `conceals'. In fact, power produces;
it produces
reality; it produces domains of objects and rituals of truth. The individual and
the knowledge that may be gained of
him belong to this production’
(Foucault 1979, p. 194).
[5]
Though the intellectual relationship between Althusser and Foucault is one which
largely must be constructed from their respective
texts, Foucault did
acknowledge Althusser’s influence in the form of his re-examination of
Marx’s writings—in terms
of a reliance upon a conception of human
nature, of the subject, and of alienated man by certain Marxist
theorists—thus, a
shared methodological concern with ‘the
reevaluation of the theory of the subject’(Foucault 2001, p.
251).
[6] Deleuze speaks of the
relation of the interior and exterior, in the context of the fold in the
Baroque, in terms of an infinite receptivity and an infinite
spontaneity. Their conciliation produces a new harmony, but on the premise
that ‘the expressed does not exist beyond its expressions’
(Deleuze
1991, p. 243). As with the baroque model (in art and architecture), multiple
subjectivities may be produced, infinite relations
with oneself, but these
modalities of folds are contained by the process of folding, which is to say, by
their expressions.
[7]
Althusser gives by way of example the case of the worker as
‘subject’—by the time he arrives at his workplace he
has
already been subjected, voluntarily or involuntarily, to ideological forces that
determine his decision to offer his services
in exchange for the purchase of his
labour-power: among other things, ‘the worker has been
“formed” to conform
to certain social norms that regulate behaviour:
punctuality, efficiency, obedience, responsibility, family love and
recognition of all forms of authority’ (2006, p.
283).
[8] Indeed, the
dialectics of essence/appearance, inside/outside, subject/object, call
for an even more acute vigilance due to the indeterminate and infected
nature of
these oppositions. As Derrida remarks apropos the task of determining the
effects of ideality, signification, meaning and
reference in relation to the
text: ‘The outside can always become an “object” in the
polarity subject/object, or
the reassuring reality of what is outside the text;
and there is sometimes an “inside” that is as troubling as the
outside
may be reassuring. This is not to be overlooked in the critique of
interiority and subjectivity’ (1981, p.
67).
[9] In one sense, such a
shift is necessary in order to explain how an otherwise ‘closed system of
ideological production’
opens the space for conflict and contradiction
with respect to individual interpellations by ideological state apparatuses:
‘A
distinction must be made, then, between the general functioning of
ideology that produces a particular notion of the individual subject,
and the
specific functioning of different ideologies that produce contradictions
within and between subjects’ (Grant 2005, p.
11).
[10] For Miguel Vatter
(2004), this entails an inversion of the Marxist basis-superstructure schema on
the basis that the ‘struggle
between classes is a factum of politics
before being an economic or social datum’; see, also, Montag’s
(2004) response,
in particular, his suspicion of the Marxist inversion or
overcoming hypotheses.
[11] Viewed in terms of the
division between constituted and constituent power, it could be said that by
reproducing the ‘exploitative
relations in which the productive forces are
exercised, the constituted power makes the “real” of social
antagonism (dis-)
appear as constituent power...the revolutionary power to begin
the political “out of nothing”, ex nihilo, as if it were
self-grounding, auto-constitutive’ (Vatter 2004,
§17).
[12] This
methodological agenda is clearly articulated throughout the lectures from 1975
on: ‘Rather than looking at the three prerequisites
of law, unity, and
subject—which make sovereignty both the source of power and the basis of
institutions—I think that
we have to adopt the threefold point of view of
the techniques, the heterogeneity of techniques, and the subjugation-effects
that
make technologies of domination the real fabric of both power relations and
the great apparatuses of power’ (Foucault 2003,
p.
46).
[13] Marx can now be
read in the context of a philosophical milieu—tracing back to Epicurus and
including thinkers as diverse as
Machiavelli and Spinoza—preoccupied with
developing thought of the provisional encounter, the aleatory and contingent,
based
on atomistic principles: ‘from Epicurus to Marx, there had always
subsisted...the “discovery” of a profound tradition
that sought its
materialist anchorage in a philosophy of the encounter (and therefore in
a more or less atomistic philosophy, the atom, in its “fall”, being
the simplest figure of individuality)’
(Althusser 2006, p. 188).
[14] ‘That is, instead of
thinking contingency as a modality of necessity, or an exception to it, we must
think necessity as the
becoming-necessary of the encounter of
contingencies’ (Althusser 2006, pp.
193-194).
[15] Althusser
reads Machiavelli’s invocation of the people (popolare) as an
invocation of a struggle, the class struggle between the people and the nobles,
in which the Prince must forge an alliance
with the people (2000, p.
129).
[16] Vatter, invoking
Derrida’s (1994) spectral reading of Marx, goes so far as to suggest that
the political agency of the people
can be considered as deconstructive of
forms of government, the return of the conflictual event haunting the emergence
of political form (2004
§28).
[17] It is worth
bearing in mind, as a point of distinction,that for Foucault the social field is
not defined by its contradictions. As
Deleuze remarks, it is one of
Foucault’s great innovations in the theory of power ‘that a society
does not contradict
itself, or hardly does so...it strategizes itself, it makes
up strategies’ (2007, p. 127).
[18] ‘This political
investment of the body is bound up, in accordance with complex reciprocal
relations, with its economic use;
it is largely as a force of production that
the body is invested with relations of power and domination; but, on the other
hand,
its constitution as labour power is possible only if it is caught up in a
system of subjection (in which need is also a political
instrument meticulously
prepared, calculated and used); the body becomes a useful force only if it is
both a productive body and
a subjected body’ (Foucault 1979, pp.
25-26).
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