This legislation has been repealed.
- As at 1 July 2008 - Act 61 of 1981 TABLE OF PROVISIONS Long Title PART 1 - PRELIMINARY 1. Name of Act 2. Commencement 3. (Repealed) 4. Definitions 5. Interpretation of Securities Industry (New South Wales) Code PART 2 - APPLICATION OF LAWS 6. Application of Securities Industry Act 7. Application of Securities Industry Regulations 8. Fees payable 9. Amendment of regulations pursuant to Agreement 10. Publication of Securities Industry (New South Wales) Code 11. Publication of Securities Industry (New South Wales) Regulations 12. Publication of Securities Industry (Fees) Regulations 13. Publication of provisions of amended Code or regulations 14. Interpretation of references to the applied provisions 15. Amendment of certain provisions in accordance with approval of Ministerial Council 15A. Exemptions from "prescribed interest" PART 3 - TRANSITIONAL PROVISIONS 16. Exclusion of Securities Industry Act 1975 etc 17. General provisions 18. References to Securities Industry Act 1975 19. Proceedings by or against State Commission to be proceedings by or against National Commission 20. Power of Minister to consent to institution of proceedings 21. Registers, funds, deposits and accounts 22. Order of Court 23. Investigations 24. Licences 25. Statements by licensees 26. Accounts 27. Annual fee 28. Orders relating to dealer's bank accounts 29. Investment of deposits with stock exchanges 30. Accounts of deposits 31. Accounts of fidelity fund 32. Fidelity funds 33. Order of Court establishing claim on fidelity fund 34. Preservation of records 35. Offences 36. Court may resolve difficulties SCHEDULE 1 SCHEDULE 2 SCHEDULE 3 SCHEDULE 4 SCHEDULE 5 SCHEDULE 6 Schedule - Fees