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This is a Bill, not an Act. For current law, see the Acts databases.
2016-2017
The Parliament of the
Commonwealth of Australia
HOUSE OF REPRESENTATIVES
Presented and read a first time
National Disability Insurance Scheme
Amendment (Quality and Safeguards
Commission and Other Measures) Bill
2017
No. , 2017
(Social Services)
A Bill for an Act to amend the National Disability
Insurance Scheme Act 2013, and for related
purposes
No. , 2017
National Disability Insurance Scheme Amendment (Quality and
Safeguards Commission and Other Measures) Bill 2017
i
Contents
1
Short title ........................................................................................... 1
2
Commencement ................................................................................. 1
3
Schedules ........................................................................................... 2
Schedule 1--NDIS Quality and Safeguards Commission
3
Part 1--Amendments
3
National Disability Insurance Scheme Act 2013
3
Part 2--Transitional rules
79
Schedule 2--National Disability Insurance Scheme Review
80
Part 1--Amendments
80
National Disability Insurance Scheme Act 2013
80
Part 2--Application provisions
89
No. , 2017
National Disability Insurance Scheme Amendment (Quality and
Safeguards Commission and Other Measures) Bill 2017
1
A Bill for an Act to amend the National Disability
1
Insurance Scheme Act 2013, and for related
2
purposes
3
The Parliament of Australia enacts:
4
1 Short title
5
This Act is the National Disability Insurance Scheme Amendment
6
(Quality and Safeguards Commission and Other Measures) Act
7
2017.
8
2 Commencement
9
(1) Each provision of this Act specified in column 1 of the table
10
commences, or is taken to have commenced, in accordance with
11
2
National Disability Insurance Scheme Amendment (Quality and
Safeguards Commission and Other Measures) Bill 2017
No. , 2017
column 2 of the table. Any other statement in column 2 has effect
1
according to its terms.
2
3
Commencement information
Column 1
Column 2
Column 3
Provisions
Commencement
Date/Details
1. Sections 1 to 3
and anything in
this Act not
elsewhere covered
by this table
The day this Act receives the Royal Assent.
2. Schedule 1
1 July 2018.
1 July 2018
3. Schedule 2
The day this Act receives the Royal Assent.
Note:
This table relates only to the provisions of this Act as originally
4
enacted. It will not be amended to deal with any later amendments of
5
this Act.
6
(2) Any information in column 3 of the table is not part of this Act.
7
Information may be inserted in this column, or information in it
8
may be edited, in any published version of this Act.
9
3 Schedules
10
Legislation that is specified in a Schedule to this Act is amended or
11
repealed as set out in the applicable items in the Schedule
12
concerned, and any other item in a Schedule to this Act has effect
13
according to its terms.
14
NDIS Quality and Safeguards Commission Schedule 1
Amendments Part 1
No. , 2017
National Disability Insurance Scheme Amendment (Quality and
Safeguards Commission and Other Measures) Bill 2017
3
Schedule 1--NDIS Quality and Safeguards
1
Commission
2
Part 1--Amendments
3
National Disability Insurance Scheme Act 2013
4
1 After paragraph 3(1)(g)
5
Insert:
6
(ga) protect and prevent people with disability from experiencing
7
harm arising from poor quality or unsafe supports or services
8
provided under the National Disability Insurance Scheme;
9
and
10
2 At the end of subsection 3(2)
11
Insert:
12
; and (c) establishing a national regulatory framework for persons and
13
entities who provide supports and services to people with
14
disability, including certain supports and services provided
15
outside the National Disability Insurance Scheme.
16
3 Subsection 4(9)
17
After "the Agency", insert "and the Commission".
18
4 Subsection 4(17)
19
After "the CEO", insert ", the Commissioner".
20
5 Section 8
21
After:
22
(e)
provisions about the treatment of compensation.
23
insert:
24
This Act also provides for the regulation of persons and entities
25
who provide supports and services to people with disability under
26
the National Disability Insurance Scheme. It also regulates
27
Schedule 1 NDIS Quality and Safeguards Commission
Part 1 Amendments
4
National Disability Insurance Scheme Amendment (Quality and
Safeguards Commission and Other Measures) Bill 2017
No. , 2017
supports and services provided outside the National Disability
1
Insurance Scheme in certain circumstances.
2
Depending on where a person with disability lives, he or she may
3
receive supports or services from registered providers of supports
4
(Part 3 of Chapter 4) or from registered NDIS providers (Part 3A
5
of Chapter 4). Supports and services may also be received from
6
providers who are not registered.
7
6 Section 8
8
After:
9
(d)
provides for reporting and financial matters.
10
insert:
11
The NDIS Quality and Safeguards Commission and the office of
12
the NDIS Quality and Safeguards Commissioner are also
13
established by this Act (Chapter 6A).
14
The functions of the Commissioner include:
15
(a)
functions relating to the quality and safety of services
16
and supports provided to people with disability; and
17
(b)
registering and overseeing the operation of NDIS
18
providers; and
19
(c)
managing and resolving complaints about NDIS
20
providers; and
21
(d)
providing leadership in relation to behaviour supports.
22
7 Section 9
23
Insert:
24
Agency officer means:
25
(a) a member of the staff of the Agency under section 169; or
26
(b) a person assisting the Agency under section 170.
27
approved quality auditor means a person or body approved by the
28
Commissioner under section 73U.
29
NDIS Quality and Safeguards Commission Schedule 1
Amendments Part 1
No. , 2017
National Disability Insurance Scheme Amendment (Quality and
Safeguards Commission and Other Measures) Bill 2017
5
banning order means an order made under section 73ZN.
1
behaviour support function has the meaning given by
2
section 181H.
3
civil penalty provision has the same meaning as in the Regulatory
4
Powers Act.
5
Commission means the NDIS Quality and Safeguards Commission
6
established by section 181A.
7
Commissioner means the Commissioner of the NDIS Quality and
8
Safeguards Commission referred to in section 181C.
9
Commission officer means:
10
(a) a member of the staff of the Commission under
11
section 181U; or
12
(b) a person assisting the Commissioner under section 181W.
13
complaints functions has the meaning given by section 181G.
14
compliance notice means a notice given under section 73ZM.
15
core functions has the meaning given by section 181E.
16
decision-maker for a reviewable decision means:
17
(a) for a reviewable decision referred to in column 1 of the table
18
in subsection 99(1)--the person referred to in column 3 of
19
that table in relation to that decision; or
20
(b) for a reviewable decision specified in the National Disability
21
Insurance Scheme rules for the purposes of
22
subsection 99(2)--the person specified in the rules as the
23
decision-maker for that decision.
24
key personnel has the meaning given by section 11A.
25
NDIS Code of Conduct means the National Disability Insurance
26
Scheme rules made for the purposes of section 73V.
27
NDIS Practice Standards means the National Disability Insurance
28
Scheme rules made for the purposes of section 73T.
29
NDIS provider means:
30
Schedule 1 NDIS Quality and Safeguards Commission
Part 1 Amendments
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National Disability Insurance Scheme Amendment (Quality and
Safeguards Commission and Other Measures) Bill 2017
No. , 2017
(a) a person (other than the Agency) who receives:
1
(i) funding under the arrangements set out in Chapter 2; or
2
(ii) NDIS amounts (other than as a participant); or
3
(b) a person or entity:
4
(i) who provides supports or services to people with
5
disability other than under the National Disability
6
Insurance Scheme; and
7
(ii) who is prescribed by the National Disability Insurance
8
Scheme rules for the purposes of this subparagraph.
9
NDIS Provider Register means the register maintained under
10
section 73ZS.
11
8 Section 9 (definition of officer)
12
Repeal the definition.
13
9 Section 9
14
Insert:
15
otherwise engaged includes engaged on a voluntary basis.
16
paid work means work for financial gain or reward (whether as an
17
employee, a self-employed person or otherwise).
18
participating jurisdiction has the meaning given by section 10A.
19
protected Agency information means:
20
(a) information about a person that is or was held in the records
21
of the Agency; or
22
(b) information to the effect that there is no information about a
23
person held in the records of the Agency.
24
protected Commission information means:
25
(a) information about a person that is or was held in the records
26
of the Commission; or
27
(b) information to the effect that there is no information about a
28
person held in the records of the Commission.
29
10 Section 9 (definition of protected information)
30
Repeal the definition.
31
NDIS Quality and Safeguards Commission Schedule 1
Amendments Part 1
No. , 2017
National Disability Insurance Scheme Amendment (Quality and
Safeguards Commission and Other Measures) Bill 2017
7
11 Section 9
1
Insert:
2
registered means registered under section 73E.
3
registered NDIS provider means a person or entity who is
4
registered under section 73E.
5
12 Section 9 (definition of registered plan management
6
provider)
7
Repeal the definition, substitute:
8
registered plan management provider means:
9
(a) for a provider providing supports to a participant in a
10
participating jurisdiction--an NDIS provider who is
11
registered to manage the funding for supports under plans as
12
mentioned in paragraph 73E(2)(a); or
13
(b) otherwise--a registered provider of supports who is approved
14
in relation to managing the funding for supports under plans
15
as mentioned in paragraph 70(1)(a).
16
13 Section 9
17
Insert:
18
registration and reportable incident functions has the meaning
19
given by section 181F.
20
Regulatory Powers Act means the Regulatory Powers (Standard
21
Provisions) Act 2014.
22
reportable incident has the meaning given by subsections 73Z(4)
23
and (5).
24
restrictive practice means any practice or intervention that has the
25
effect of restricting the rights or freedom of movement of a person
26
with disability.
27
14 Section 9 (definition of reviewable decision)
28
Repeal the definition, substitute:
29
Schedule 1 NDIS Quality and Safeguards Commission
Part 1 Amendments
8
National Disability Insurance Scheme Amendment (Quality and
Safeguards Commission and Other Measures) Bill 2017
No. , 2017
reviewable decision has the meaning given by subsections 99(1)
1
and (2).
2
15 After section 10
3
Insert:
4
10A Definition of participating jurisdiction
5
The Minister may, by legislative instrument, specify that a host
6
jurisdiction is a participating jurisdiction, with the agreement of
7
that host jurisdiction.
8
Note:
Section 42 (disallowance) of the Legislation Act 2003 does not apply
9
to the instrument (see subsection 44(1) of that Act).
10
16 At the end of Part 4 of Chapter 1
11
Add:
12
11A Definition of key personnel
13
(1) Each of the following is one of the key personnel of a person or
14
entity:
15
(a) a member of the group of persons who is responsible for the
16
executive decisions of the person or entity;
17
(b) any other person who has authority or responsibility for (or
18
significant influence over) planning, directing or controlling
19
the activities of the person or entity.
20
(2) Without limiting paragraph (1)(a), a reference in that paragraph to
21
a person who is responsible for the executive decisions of a person
22
or entity includes:
23
(a) if the person or entity is a body corporate that is incorporated,
24
or taken to be incorporated, under the Corporations Act
25
2001--a director of the body corporate for the purposes of
26
that Act; and
27
(b) in any other case--a member of the person's or entity's
28
governing body.
29
17 Subsection 33(6)
30
Repeal the subsection, substitute:
31
NDIS Quality and Safeguards Commission Schedule 1
Amendments Part 1
No. , 2017
National Disability Insurance Scheme Amendment (Quality and
Safeguards Commission and Other Measures) Bill 2017
9
(6) To the extent that the funding for supports under a participant's
1
plan is managed by the Agency, the plan must provide that the
2
supports are to be provided only by:
3
(a) for supports provided to a participant in a participating
4
jurisdiction--a registered NDIS provider; or
5
(b) otherwise--a registered provider of supports.
6
18 Section 49 (note 2)
7
Omit "paragraph 99(d)", substitute "subsection 99(1)".
8
19 Paragraph 54(2)(d)
9
Omit "officer", substitute "Agency officer".
10
20 Section 55 (heading)
11
Repeal the heading, substitute:
12
55 Power of CEO to obtain information from other persons to
13
ensure the integrity of the National Disability Insurance
14
Scheme
15
21 After section 55
16
Insert:
17
55A Power of Commissioner to obtain information from other
18
persons to ensure the integrity of the National Disability
19
Insurance Scheme etc.
20
(1) If the Commissioner reasonably believes that a person, other than a
21
prospective participant or a person receiving supports or services
22
from an NDIS provider, has information, or has custody or control
23
of a document, that may be relevant to one or more of the matters
24
mentioned in subsection (2), the Commissioner may require the
25
person to give the information, or produce the document, to the
26
Commissioner.
27
(2) The matters are as follows:
28
(a) whether an NDIS provider is contravening subsection 73B(2)
29
(requirement to be a registered NDIS provider);
30
Schedule 1 NDIS Quality and Safeguards Commission
Part 1 Amendments
10
National Disability Insurance Scheme Amendment (Quality and
Safeguards Commission and Other Measures) Bill 2017
No. , 2017
(b) whether a person applying for registration under
1
subsection 73E(1) satisfies the requirements mentioned in
2
that subsection;
3
(c) whether a registered NDIS provider is meeting the conditions
4
of registration mentioned in subsection 73F(1);
5
(d) whether an NDIS provider, or a person employed or
6
otherwise engaged by an NDIS provider, is complying with
7
the requirements of the NDIS Code of Conduct;
8
(e) if an NDIS provider, or a person employed or otherwise
9
engaged by an NDIS provider, is subject to a banning
10
order--whether the person is providing supports or services
11
in contravention of the order;
12
(f) the functions of the Commissioner.
13
22 Subsection 56(1)
14
After "section 55", insert "or 55A".
15
23 Paragraph 56(2)(c)
16
After "Agency", insert "or Commissioner".
17
24 Paragraph 56(2)(d)
18
Repeal the paragraph, substitute:
19
(d) if the notice is given by the CEO--the Agency officer to
20
whom the information is to be given or the document is to be
21
produced; and
22
(da) if the notice is given by the Commissioner--the Commission
23
officer to whom the information is to be given or the
24
document is to be produced; and
25
25 Subsections 56(4) and (5)
26
Repeal the subsections, substitute:
27
(4) If the notice is given by the CEO:
28
(a) the notice may require the person to give the information by
29
appearing before a specified Agency officer to answer
30
questions; and
31
NDIS Quality and Safeguards Commission Schedule 1
Amendments Part 1
No. , 2017
National Disability Insurance Scheme Amendment (Quality and
Safeguards Commission and Other Measures) Bill 2017
11
(b) if paragraph (a) applies--the notice must specify a time and
1
place at which the person is to appear, which must be at least
2
14 days after the notice is given.
3
(5) If the notice is given by the Commissioner:
4
(a) the notice may require the person to give the information by
5
appearing before a specified Commission officer to answer
6
questions; and
7
(b) if paragraph (a) applies--the notice must specify a time and
8
place at which the person is to appear, which must be at least
9
14 days after the notice is given.
10
26 Subsection 57(1)
11
After "section 55", insert "or 55A".
12
27 Subsections 58(1) and (2)
13
Omit "or an officer", substitute ", an Agency officer, the Commissioner
14
or a Commission officer".
15
28 Before section 60
16
Insert:
17
Division 1--Information held by the Agency
18
29 Paragraph 60(2)(a)
19
Omit "protected information", substitute "protected Agency
20
information".
21
30 Section 62 (heading)
22
Repeal the heading, substitute:
23
62 Offence--unauthorised use or disclosure of protected Agency
24
information
25
31 Paragraph 62(c)
26
Omit "protected information", substitute "protected Agency
27
information".
28
Schedule 1 NDIS Quality and Safeguards Commission
Part 1 Amendments
12
National Disability Insurance Scheme Amendment (Quality and
Safeguards Commission and Other Measures) Bill 2017
No. , 2017
32 Section 63 (heading)
1
Repeal the heading, substitute:
2
63 Offence--soliciting disclosure of protected Agency information
3
33 Paragraph 63(a)
4
Omit "from an officer or another person, whether or not any protected
5
information", substitute "from an Agency officer or another person,
6
whether or not any protected Agency information".
7
34 Paragraph 63(c)
8
Omit "protected information", substitute "protected Agency
9
information".
10
35 Section 64 (heading)
11
Repeal the heading, substitute:
12
64 Offence--offering to supply protected Agency information
13
36 Paragraphs 64(1)(b) and (2)(b)
14
Omit "protected information", substitute "protected Agency
15
information".
16
37 Subsection 64(3)
17
Omit "an officer", substitute "a person".
18
38 Section 65
19
Repeal the section.
20
39 Subsection 66(1)
21
Omit "and 65", substitute ", 64 and 67G".
22
40 Paragraph 66(1)(a)
23
Omit "CEO certifies that it is necessary", substitute "CEO is satisfied
24
on reasonable grounds that it is".
25
NDIS Quality and Safeguards Commission Schedule 1
Amendments Part 1
No. , 2017
National Disability Insurance Scheme Amendment (Quality and
Safeguards Commission and Other Measures) Bill 2017
13
41 Subsection 66(2)
1
Omit "certifying for the purposes of paragraph (1)(a) or disclosing
2
information for the purposes of subparagraph", substitute "disclosing
3
information for the purposes of paragraph (1)(a) or subparagraph".
4
42 Subsection 66(3)
5
After "protected" (wherever occurring), insert "Agency".
6
43 Section 67
7
Repeal the section, substitute:
8
67 National Disability Insurance Scheme rules for exercise of CEO's
9
disclosure powers
10
The National Disability Insurance Scheme rules may make
11
provision for and in relation to the exercise of the CEO's power to
12
disclose information for the purposes of paragraph 66(1)(a) or
13
subparagraph 66(1)(b)(i) or (iv).
14
44 Section 68
15
Repeal the section.
16
45 At the end of Part 2 of Chapter 4
17
Add:
18
Division 2--Information held by the Commission
19
67A Protection of information held by the Commission etc.
20
(1) A person may:
21
(a) make a record of protected Commission information; or
22
(b) disclose such information to any person; or
23
(c) otherwise use such information;
24
if:
25
(d) the making of the record, or the disclosure or use of the
26
information, by the person is made:
27
(i) for the purposes of this Act; or
28
Schedule 1 NDIS Quality and Safeguards Commission
Part 1 Amendments
14
National Disability Insurance Scheme Amendment (Quality and
Safeguards Commission and Other Measures) Bill 2017
No. , 2017
(ii) for the purpose for which the information was disclosed
1
to the person under section 67E; or
2
(iii) with the express or implied consent of the person to
3
whom the information relates; or
4
(e) the person reasonably believes that the making of the record,
5
or the disclosure or use of the information, by the person is
6
necessary to prevent or lessen a serious threat to an
7
individual's life, health or safety.
8
(2) Without limiting subsection (1), the recording, disclosure or use of
9
information by a person is taken to be for the purposes of this Act
10
if the Commissioner reasonably believes that it is reasonably
11
necessary for one or more of the following purposes:
12
(a) research into matters relevant to the National Disability
13
Insurance Scheme;
14
(b) policy development.
15
67B Offence--unauthorised use or disclosure of protected
16
Commission information
17
A person commits an offence if:
18
(a) the person:
19
(i) makes a record of information; or
20
(ii) discloses information to any other person; or
21
(iii) otherwise makes use of information; and
22
(b) the person is not authorised or required by or under this Act
23
to make the record, disclosure or use of the information that
24
is made by the person; and
25
(c) the information is protected Commission information.
26
Penalty: Imprisonment for 2 years or 120 penalty units, or both.
27
Note:
If a body corporate is convicted of an offence against this section,
28
subsection 4B(3) of the Crimes Act 1914 allows a court to impose a
29
fine of up to 5 times the pecuniary penalty stated above.
30
67C Offence--soliciting disclosure of protected Commission
31
information
32
A person (the first person) commits an offence if:
33
NDIS Quality and Safeguards Commission Schedule 1
Amendments Part 1
No. , 2017
National Disability Insurance Scheme Amendment (Quality and
Safeguards Commission and Other Measures) Bill 2017
15
(a) the first person solicits the disclosure of information from a
1
Commission officer or another person, whether or not any
2
protected Commission information is actually disclosed; and
3
(b) the disclosure would be in contravention of this Part; and
4
(c) the information is protected Commission information.
5
Penalty: Imprisonment for 2 years or 120 penalty units, or both.
6
Note:
If a body corporate is convicted of an offence against this section,
7
subsection 4B(3) of the Crimes Act 1914 allows a court to impose a
8
fine of up to 5 times the pecuniary penalty stated above.
9
67D Offence--offering to supply protected Commission information
10
(1) A person commits an offence if:
11
(a) the person offers to supply (whether to a particular person or
12
otherwise) information about another person; and
13
(b) the person knows the information is protected Commission
14
information.
15
Penalty: Imprisonment for 2 years or 120 penalty units, or both.
16
Note:
If a body corporate is convicted of an offence against this subsection,
17
subsection 4B(3) of the Crimes Act 1914 allows a court to impose a
18
fine of up to 5 times the pecuniary penalty stated above.
19
(2) A person commits an offence if:
20
(a) the person holds himself or herself out as being able to
21
supply (whether to a particular person or otherwise)
22
information about another person; and
23
(b) the person knows the information is protected Commission
24
information.
25
Penalty: Imprisonment for 2 years or 120 penalty units, or both.
26
Note:
If a body corporate is convicted of an offence against this subsection,
27
subsection 4B(3) of the Crimes Act 1914 allows a court to impose a
28
fine of up to 5 times the pecuniary penalty stated above.
29
(3) Subsections (1) and (2) do not apply to a person acting in the
30
performance or exercise of his or her duties, functions or powers
31
under this Act.
32
Schedule 1 NDIS Quality and Safeguards Commission
Part 1 Amendments
16
National Disability Insurance Scheme Amendment (Quality and
Safeguards Commission and Other Measures) Bill 2017
No. , 2017
67E Disclosure of information by Commissioner
1
(1) Despite sections 67B, 67D and 67G, the Commissioner may:
2
(a) if the Commissioner is satisfied on reasonable grounds that it
3
is in the public interest to do so in a particular case or class of
4
cases--disclose information acquired by a person in the
5
performance of his or her functions or duties or in the
6
exercise of his or her powers under this Act to such persons
7
and for such purposes as the Commissioner determines; or
8
(b) disclose any such information:
9
(i) to the Secretary of a Department of State of the
10
Commonwealth, or to the head of an authority of the
11
Commonwealth, for the purposes of that Department or
12
authority; or
13
(ii) to a person who has the express or implied consent of
14
the person to whom the information relates to collect it;
15
or
16
(iii) to a Department of State of a State or Territory, or to an
17
authority of a State or Territory, that has responsibility
18
for matters relating to people with disability, including
19
the provision of supports or services to people with
20
disability; or
21
(iv) to the chief executive (however described) of a
22
Department of State of a State or Territory, or to the
23
head of an authority of a State or Territory, for the
24
purposes of that Department or authority.
25
(2) In disclosing information for the purposes of paragraph (1)(a) or
26
subparagraph (1)(b)(i), (iii) or (iv), the Commissioner must act in
27
accordance with the National Disability Insurance Scheme rules
28
made for the purposes of section 67F.
29
(3) Despite any other provision of this Part, the Commissioner may
30
disclose protected Commission information to a participant's
31
nominee if the protected Commission information:
32
(a) relates to the participant; and
33
(b) is or was held in the records of the Commission.
34
NDIS Quality and Safeguards Commission Schedule 1
Amendments Part 1
No. , 2017
National Disability Insurance Scheme Amendment (Quality and
Safeguards Commission and Other Measures) Bill 2017
17
67F National Disability Insurance Scheme rules for exercise of
1
Commissioner's disclosure powers
2
The National Disability Insurance Scheme rules may make
3
provision for and in relation to the exercise of the Commissioner's
4
power to disclose information for the purposes of
5
paragraph 67E(1)(a) or subparagraph 67E(1)(b)(i), (iii) or (iv).
6
Division 3--Information generally
7
67G Protection of certain documents etc. from production to court
8
etc.
9
A person must not, except for the purposes of this Act, be required:
10
(a) to produce any document in his or her possession because of
11
the performance or exercise of his or her duties, functions or
12
powers under this Act; or
13
(b) to disclose any matter or thing of which he or she had notice
14
because of the performance or exercise of such duties,
15
functions or powers;
16
to a court, tribunal, authority or person that has power to require
17
the production of documents or the answering of questions.
18
67H Part does not affect the operation of the Freedom of
19
Information Act 1982
20
The provisions of this Part that relate to the disclosure of
21
information do not affect the operation of the Freedom of
22
Information Act 1982.
23
46 After Part 3 of Chapter 4 (heading)
24
Insert:
25
Note:
A person or entity can only provide supports, as a registered provider
26
of supports, to participants that are not in a participating jurisdiction
27
(see paragraph 70(1)(ca)).
28
47 After paragraph 70(1)(c)
29
Insert:
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(ca) the applicant will manage the funding for supports under
1
plans, or provide supports under plans, to participants in a
2
host jurisdiction that is not a participating jurisdiction; and
3
48 After Part 3 of Chapter 4
4
Insert:
5
Part 3A--NDIS providers
6
Division 1--Application of Part
7
73A Application of Part
8
This Part applies in relation to:
9
(a) persons or entities applying for registration to provide
10
supports or services to people with disability in participating
11
jurisdictions; and
12
(b) registered NDIS providers providing supports or services to
13
people with disability in participating jurisdictions; and
14
(c) NDIS providers providing supports or services to people with
15
disability in participating jurisdictions.
16
Division 2--Registered NDIS providers
17
73B Requirement to be a registered NDIS provider
18
(1) The National Disability Insurance Scheme rules may require that
19
specified classes of supports provided under participants' plans are
20
to be provided only by NDIS providers who are registered under
21
section 73E to provide those classes of supports.
22
Note:
See also subsection 33(6), which provides that, if the funding for
23
supports under a plan is managed by the Agency, supports are to be
24
provided only by a registered NDIS provider.
25
(2) A person must not provide a support under a participant's plan if:
26
(a) the National Disability Insurance Scheme rules require the
27
person to be registered to provide the support under the plan;
28
and
29
(b) the person is not so registered.
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Civil penalty:
250 penalty units.
1
73C Application to be a registered NDIS provider
2
(1) A person may apply to the Commissioner to be a registered NDIS
3
provider in relation to one or more of the following:
4
(a) the provision of supports or services under the arrangements
5
set out in Chapter 2;
6
(b) managing the funding for supports under participants' plans;
7
(c) the provision of supports under participants' plans.
8
Note:
An unincorporated association or a partnership may also apply for
9
registration under this section (see section 203).
10
(2) A person may also apply to the Commissioner to be a registered
11
NDIS provider in relation to the provision of services or supports
12
to people with disability other than under the National Disability
13
Insurance Scheme if the person is included in a class of persons
14
prescribed for the purposes of subparagraph (b)(ii) of the definition
15
of NDIS provider.
16
(3) The application must:
17
(a) be in writing; and
18
(b) be in a form (if any) approved in writing by the
19
Commissioner; and
20
(c) include any information, and be accompanied by any
21
documents, required by the Commissioner.
22
Note:
The Commissioner is not required to make a decision on the
23
application if this subsection is not complied with (see section 197B).
24
(4) The Commissioner may, by written notice, require an applicant for
25
registration to give the Commissioner such further information or
26
documents in relation to the application as the Commissioner
27
reasonably requires.
28
Note:
The Commissioner is not required to make a decision on the
29
application if this subsection is not complied with (see section 197B).
30
(5) A notice under subsection (4) may specify a period, which must
31
not be less than 14 days, within which the information or
32
documents must be given.
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73D False or misleading information or documents in application
1
A person contravenes this section if the person:
2
(a) provides information or a document in, or in connection with,
3
an application for registration; and
4
(b) the person knows the information or document is false or
5
misleading in a material particular.
6
Civil penalty:
60 penalty units.
7
Note:
Part 7.4 of the Criminal Code provides offences in relation to false or
8
misleading statements, information and documents.
9
73E Registration as a registered NDIS provider
10
Registration
11
(1) The Commissioner may register a person as a registered NDIS
12
provider if:
13
(a) the person (the applicant) makes an application under
14
section 73C; and
15
(b) the applicant will provide supports or services to people with
16
disability in a participating jurisdiction; and
17
(c) the applicant has been assessed by an approved quality
18
auditor as meeting the applicable standards and other
19
requirements prescribed by the NDIS Practice Standards; and
20
(d) the Commissioner is satisfied that the applicant is suitable to
21
provide supports or services to people with disability, having
22
regard to any matters prescribed by the National Disability
23
Insurance Scheme rules for the purposes of this paragraph;
24
and
25
(e) the Commissioner is satisfied that the applicant's key
26
personnel (if any) are suitable to be involved in the provision
27
of supports or services for which the applicant will be
28
registered to provide, having regard to any matters prescribed
29
by the National Disability Insurance Scheme rules for the
30
purposes of this paragraph; and
31
(f) the applicant satisfies any other requirements prescribed by
32
the National Disability Insurance Scheme rules for the
33
purposes of this paragraph.
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(2) A person may be registered in respect of one or more of the
1
following:
2
(a) managing the funding of supports under participants' plans;
3
(b) providing specified classes of supports under participants'
4
plans;
5
(c) providing specified classes of supports or services under the
6
arrangements set out in Chapter 2;
7
(d) providing specified classes of supports or services to people
8
with disability other than under the National Disability
9
Insurance Scheme.
10
(3) Despite subsections (1) and (2), if a banning order is in force in
11
relation to the applicant, the Commissioner must not register the
12
applicant in a way that would be inconsistent with the banning
13
order.
14
Note:
Under subsection 73ZN(3), a banning order may be of general or
15
limited application.
16
Notice of decision to register
17
(4) The Commissioner must:
18
(a) give written notice of a decision to register, or not to register,
19
a person as a registered NDIS provider, including reasons for
20
the decision; and
21
(b) if the decision is to register the person--provide a certificate
22
of registration, specifying the matters mentioned in
23
subsection (5), to the person.
24
Certificate of registration
25
(5) A certificate of registration must specify:
26
(a) which of the following the person is a registered NDIS
27
provider in relation to:
28
(i) managing the funding for supports under plans;
29
(ii) the provision of supports under plans;
30
(iii) the provision of supports or services under the
31
arrangements set out in Chapter 2;
32
(iv) the provision of services or supports to people with
33
disability other than under the National Disability
34
Insurance Scheme; and
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(b) the classes of supports or services the person is registered to
1
provide; and
2
(c) if the person is registered in respect of a class of persons--
3
the class of persons in respect of which the provider is
4
registered; and
5
(d) the conditions (if any) on the registration imposed by the
6
Commissioner under section 73G; and
7
(e) the period for which the registration is in force; and
8
(f) any other matter determined in writing by the Commissioner
9
for the purposes of this paragraph.
10
Note:
The registration of a person may be varied (see section 73L),
11
suspended (see section 73N) or revoked (see section 73P) and the
12
period for which the registration is in force may be extended (see
13
section 73K) or varied (see section 73L).
14
(6) A determination made under paragraph (5)(f) is not a legislative
15
instrument.
16
73F Registration is subject to conditions
17
(1) The registration of a person as a registered NDIS provider is
18
subject to the following conditions:
19
(a) the conditions set out in subsection (2);
20
(b) the conditions (if any) imposed by the Commissioner under
21
section 73G;
22
(c) the conditions (if any) determined by the National Disability
23
Insurance Scheme rules under section 73H.
24
(2) The registration of a person as a registered NDIS provider is
25
subject to the following conditions:
26
(a) a condition that the person comply with all applicable
27
requirements imposed by a law of the Commonwealth or a
28
law of the State or Territory in which the person or entity
29
operates as a registered NDIS provider;
30
(b) a condition that the person comply with all applicable
31
requirements of the NDIS Code of Conduct;
32
(c) a condition that the person comply with all applicable
33
standards and other requirements of the NDIS Practice
34
Standards;
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(d) a condition that the person comply with all applicable
1
requirements relating to record keeping prescribed by the
2
National Disability Insurance Scheme rules for the purposes
3
of section 73Q;
4
(e) a condition that the person implement and maintain the
5
applicable complaints management and resolution system in
6
accordance with section 73W;
7
(f) a condition that the person comply with all applicable
8
requirements relating to complaints prescribed by the
9
National Disability Insurance Scheme rules for the purposes
10
of section 73X;
11
(g) a condition that the person implement and maintain the
12
applicable incident management system in accordance with
13
section 73Y;
14
(h) a condition that the person comply with all applicable
15
requirements relating to reportable incidents prescribed by
16
the National Disability Insurance Scheme rules for the
17
purposes of section 73Z;
18
(i) a condition that the person give to the Commissioner, on
19
request, information specified in the request within the period
20
specified in the request (which must not be less than 14
21
days).
22
73G Conditions specified in certificate of registration
23
(1) The Commissioner may impose conditions to which the
24
registration of a person as a registered NDIS provider is subject.
25
(2) A condition may be imposed at the time of registration, or at a later
26
time.
27
Note:
Conditions imposed under this section may also be varied or revoked
28
(see section 73L).
29
(3) The conditions may include, but are not limited to, conditions
30
relating to the following matters:
31
(a) the types of quality audits the provider must undergo;
32
(b) the timing of such quality audits;
33
(c) requirements relating to supports or services for which the
34
provider is registered to provide, including circumstances in
35
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which supports or services for which the provider is
1
registered can or cannot be provided.
2
73H Conditions determined by NDIS rules
3
The National Disability Insurance Scheme rules may determine
4
that each registration, or each registration included in a specified
5
class of registration, is taken to include one or more specified
6
conditions.
7
73J Registered NDIS providers must comply with conditions of
8
registration
9
A person contravenes this section if the person:
10
(a) is a registered NDIS provider; and
11
(b) breaches a condition to which the registration of the person is
12
subject.
13
Civil penalty:
250 penalty units.
14
73K Extension of period for which registration is in force
15
(1) Subsection (2) applies if:
16
(a) the registration of a person as a registered NDIS provider will
17
cease to be in force on a particular day; and
18
(b) within 6 months before that day, the person makes an
19
application under section 73C.
20
(2) Despite paragraph 73E(5)(e), the registration of the person
21
continues in force until the Commissioner makes a decision on the
22
application under subsection 73E(1).
23
73L Variation of registration
24
(1) The Commissioner may vary the registration of a registered NDIS
25
provider, by written notice given to the provider:
26
(a) at any time, on the Commissioner's own initiative; or
27
(b) on application by the provider under section 73M.
28
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(2) The Commissioner may vary the registration of a registered NDIS
1
provider if the Commissioner considers it appropriate in all the
2
circumstances to do so.
3
(3) Without limiting subsection (1), the Commissioner may vary the
4
registration of an NDIS provider to:
5
(a) impose, vary or revoke conditions to which the registration is
6
subject under section 73G; or
7
(b) reduce or extend the period for which the registration is in
8
force; or
9
(c) extend, modify or reduce the supports or services the
10
provider is registered to provide.
11
(4) If the Commissioner decides to vary the registration of a registered
12
NDIS provider, the Commissioner must give a certificate of
13
registration as varied to the provider.
14
(5) If, after receiving an application under section 73M, the
15
Commissioner refuses to vary the registration of a registered NDIS
16
provider, the Commissioner must give written notice of the refusal,
17
including reasons for the refusal.
18
(6) A variation of the registration of a registered NDIS provider takes
19
effect on the day specified in the notice given under subsection (1).
20
73M Application for variation of registration
21
(1) A registered NDIS provider may apply for a variation to the
22
provider's registration.
23
(2) The application must:
24
(a) be in writing; and
25
(b) be in a form (if any) approved in writing by the
26
Commissioner; and
27
(c) include any information, and be accompanied by any
28
documents, required by the Commissioner.
29
Note:
The Commissioner is not required to make a decision on the
30
application if this subsection is not complied with (see section 197B).
31
(3) The Commissioner may, by written notice, require an applicant for
32
a variation to give the Commissioner such further information or
33
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documents in relation to the application as the Commissioner
1
reasonably requires.
2
Note:
The Commissioner is not required to make a decision on the
3
application if this subsection is not complied with (see section 197B).
4
(4) A notice under subsection (3) may specify a period, which must
5
not be less than 14 days, within which the information or
6
documents must be given.
7
73N Suspension of registration
8
Suspension on Commissioner's own initiative
9
(1) The Commissioner may, in writing, suspend the registration of a
10
person as a registered NDIS provider for a specified period if:
11
(a) the Commissioner reasonably believes that the person has
12
contravened, is contravening, or is proposing to contravene,
13
this Act; or
14
(b) the Commissioner reasonably believes that the application for
15
registration by the person contained information that was
16
false or misleading in a material particular; or
17
(c) the person is an insolvent under administration; or
18
(d) the Commissioner is satisfied that the person is no longer
19
suitable to provide the supports or services to people with
20
disability, having regard to any matters prescribed by the
21
National Disability Insurance Scheme rules for the purposes
22
of this paragraph; or
23
(e) the Commissioner is no longer satisfied that the key
24
personnel of the person (if any) are suitable to be involved in
25
the provision of supports or services to people with disability,
26
having regard to any matters prescribed by the National
27
Disability Insurance Scheme rules for the purposes of this
28
paragraph; or
29
(f) a circumstance exists that is a circumstance prescribed by
30
National Disability Insurance Scheme rules for the purposes
31
of this paragraph.
32
(2) The period specified under subsection (1) must not be longer than
33
30 days.
34
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(3) To avoid doubt, subsection (2) does not prevent the Commissioner
1
suspending the registration of a person as a registered provider
2
more than once.
3
(4) In deciding whether to suspend the registration of a person under
4
subsection (1), the Commissioner must have regard to the
5
following matters:
6
(a) the nature, significance and persistence of any contravention,
7
or proposed contravention, of this Act;
8
(b) action that can be taken to address any contravention, or
9
proposed contravention, of this Act;
10
(c) the extent (if any) to which the person is conducting its
11
affairs as a registered NDIS provider in a way that may cause
12
harm to, or jeopardise, public trust in the National Disability
13
Insurance Scheme;
14
(d) the health, safety or wellbeing of people with disability
15
receiving supports or services from the person;
16
(e) any other matter the Commissioner considers relevant.
17
(5) If the registration of a person is suspended under subsection (1),
18
the Commissioner must give the person written notice of the
19
suspension and the reasons for the suspension.
20
Suspension at the request of registered NDIS provider
21
(6) The Commissioner may, in writing, suspend the registration of a
22
person as a registered NDIS provider for a specified period if the
23
person requests the Commissioner, in writing, to suspend the
24
registration.
25
Effect of suspension
26
(7) If the registration of a person is suspended under this section, the
27
registration ceases to have effect until the suspension ceases to be
28
in force.
29
73P Revocation of registration
30
(1) The Commissioner may, in writing, revoke the registration of a
31
person as a registered NDIS provider if:
32
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(a) the Commissioner reasonably believes that the person has
1
contravened, is contravening, or is proposing to contravene,
2
this Act; or
3
(b) the application for registration by the person contained
4
information that was false or misleading in a material
5
particular; or
6
(c) the person is an insolvent under administration; or
7
(d) the Commissioner is satisfied that the person is no longer
8
suitable to provide supports or services to people with
9
disability, having regard to any matters prescribed by the
10
National Disability Insurance Scheme rules for the purposes
11
of this paragraph; or
12
(e) the Commissioner is no longer satisfied that the key
13
personnel of the person (if any) are suitable to be involved in
14
the provision of supports or services for which the person is
15
registered to provide, having regard to any matters prescribed
16
by the National Disability Insurance Scheme rules for the
17
purposes of this paragraph; or
18
(f) a circumstance exists that is a circumstance prescribed by
19
National Disability Insurance Scheme rules for the purposes
20
of this paragraph.
21
(2) In deciding whether to revoke the registration of a person under
22
subsection (1), the Commissioner must have regard to the
23
following matters:
24
(a) the nature, significance and persistence of any contravention,
25
or proposed contravention, of this Act;
26
(b) action that can be taken to address any contravention, or
27
proposed contravention, of this Act;
28
(c) the extent (if any) to which the person is conducting its
29
affairs as a registered NDIS provider in a way that may cause
30
harm to, or jeopardise, public trust in the National Disability
31
Insurance Scheme;
32
(d) the health, safety or wellbeing of people with disability
33
receiving supports or services from the person;
34
(e) any other matter the Commissioner considers relevant.
35
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(3) The Commissioner may, in writing, revoke the registration of a
1
person as a registered NDIS provider if the person requests the
2
Commissioner, in writing, to revoke the registration.
3
(4) Before deciding to revoke the registration of a person under
4
subsection (1), the Commissioner must notify the person that
5
revocation is being considered. The notice must be in writing and
6
must:
7
(a) include the Commissioner's reasons for considering the
8
revocation; and
9
(b) invite the person to make submissions, in writing, to the
10
Commissioner within 28 days after receiving the notice; and
11
(c) inform the person that if no submissions are made within that
12
period, any revocation may take effect as early as 7 days after
13
the end of the period referred to in paragraph (b).
14
(5) In deciding whether to revoke the registration, the Commissioner
15
must consider any submissions given to the Commissioner within
16
the period referred to in paragraph (4)(b).
17
(6) The Commissioner must notify the person, in writing, of the
18
decision.
19
(7) The notice under subsection (6) must be given within 28 days after
20
the end of the period for making submissions. If the notice is not
21
given within this period, the Commissioner is taken to have
22
decided not to revoke the registration.
23
73Q Record keeping by registered NDIS providers
24
A registered NDIS provider must keep records of the kind, for the
25
period and in the form prescribed by the National Disability
26
Insurance Scheme rules.
27
Note:
Compliance with this section is a condition of registration (see
28
paragraph 73F(2)(d)), breach of which is a civil penalty provision (see
29
section 73J).
30
73R Record keeping by former registered NDIS providers
31
(1) A person who has ceased to be a registered NDIS provider must
32
keep records that the person was required to retain under
33
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section 73Q immediately before the person ceased to be a
1
registered NDIS provider.
2
(2) The records must be kept for 3 years commencing on the day that
3
the person ceased to be a registered NDIS provider.
4
(3) A person contravenes this section if the person:
5
(a) is subject to a requirement under this section; and
6
(b) fails to comply the requirement.
7
Civil penalty:
60 penalty units.
8
73S Grants of financial assistance in relation to registration
9
(1) The Commissioner may, on behalf of the Commonwealth, make a
10
grant of financial assistance to a person or entity in relation to
11
applications for registration, or variations to registration, as a
12
registered NDIS provider under this Act.
13
(2) The terms and conditions on which that financial assistance is
14
granted are to be set out in a written agreement between the
15
Commonwealth and the person or entity.
16
(3) An agreement under subsection (2) may be entered into by the
17
Commissioner on behalf of the Commonwealth.
18
Division 3--Quality assurance
19
73T NDIS Practice Standards
20
(1) The National Disability Insurance Scheme rules may make
21
provision for or in relation to standards concerning the quality of
22
supports or services to be provided by registered NDIS providers.
23
Note:
Non-compliance with the NDIS Practice Standards by registered
24
NDIS providers constitutes a breach of condition of registration (see
25
paragraph 73F(2)(c) and section 73J).
26
(2) Rules made for the purposes of subsection (1) are to be known as
27
the NDIS Practice Standards.
28
(3) Without limiting subsection (1), the NDIS Practice Standards may
29
deal with the following:
30
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(a) standards to be complied with to become a registered NDIS
1
provider;
2
(b) standards to be complied with to remain a registered NDIS
3
provider;
4
(c) matters relating to assessing compliance with the standards;
5
(d) matters relating to the screening of workers employed or
6
otherwise engaged by registered NDIS providers.
7
73U Approved quality auditors
8
(1) The Commissioner may, in writing, approve a person or body to be
9
an approved quality auditor for the purposes of this Act.
10
(2) An approval given under subsection (1) is not a legislative
11
instrument.
12
(3) The Commissioner may publish, on the Commission's website, a
13
list of approved quality auditors.
14
Division 4--NDIS Code of Conduct
15
73V NDIS Code of Conduct
16
(1) The National Disability Insurance Scheme rules may make
17
provision for or in relation to a code of conduct that applies to
18
either or both of the following:
19
(a) NDIS providers;
20
(b) persons employed or otherwise engaged by NDIS providers.
21
(2) Rules made for the purposes of subsection (1) are to be known as
22
the NDIS Code of Conduct.
23
(3) A person contravenes this section if the person:
24
(a) is subject to a requirement under the NDIS Code of Conduct;
25
and
26
(b) fails to comply with the requirement.
27
Civil penalty:
250 penalty units.
28
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Division 5--Complaints management and resolution
1
73W Complaints management and resolution system--registered
2
NDIS providers
3
A registered NDIS provider must implement and maintain a
4
complaints management and resolution system that:
5
(a) is appropriate for the size of the provider and for the classes
6
of supports or services provided by the provider; and
7
(b) complies with the requirements (if any) prescribed by the
8
National Disability Insurance Scheme rules for the purposes
9
of this paragraph.
10
Note:
Non-compliance with this section constitutes a breach of condition of
11
registration (see paragraph 73F(2)(e) and section 73J).
12
73X Arrangements relating to the management and resolution of
13
complaints
14
(1) The National Disability Insurance Scheme rules may prescribe
15
arrangements relating to the management and resolution of
16
complaints arising out of, or in connection with, the provision of
17
supports or services by NDIS providers.
18
(2) Without limiting subsection (1), the National Disability Insurance
19
Scheme rules may deal with the following matters:
20
(a) how complaints may be made, managed and resolved,
21
including methods to support the early resolution of
22
complaints;
23
(b) the roles, rights and responsibilities of people with disability,
24
complainants, NDIS providers and other persons in relation
25
to the management and resolution of complaints;
26
(c) considerations relevant to making decisions under the
27
National Disability Insurance Scheme rules in relation to
28
complaints;
29
(d) procedures for the review of decisions and processes;
30
(e) actions that must or may be taken (including making
31
requirements of NDIS providers) to address complaints;
32
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(f) authorising the provision of information relating to
1
complaints to the Minister, the Agency or other specified
2
bodies;
3
(g) the matters in relation to which the Commissioner may
4
authorise an inquiry, on his or her own initiative.
5
Division 6--Incident management--registered NDIS
6
providers
7
73Y Incident management system
8
A registered NDIS provider must implement and maintain an
9
incident management system that:
10
(a) is appropriate for the size of the provider and for the classes
11
of supports or services provided by the provider; and
12
(b) complies with the requirements (if any) prescribed by the
13
National Disability Insurance Scheme rules for the purposes
14
of this paragraph.
15
Note:
Non-compliance with this section constitutes a breach of condition of
16
registration (see paragraph 73F(2)(g) and section 73J).
17
73Z Reportable incidents
18
(1) The National Disability Insurance Scheme rules must prescribe
19
arrangements relating to the notification and management of
20
reportable incidents that occur, or are alleged to have occurred, in
21
connection with the provision of supports or services by registered
22
NDIS providers.
23
(2) Without limiting subsection (1), the National Disability Insurance
24
Scheme rules may deal with the following matters:
25
(a) the manner and period within which reportable incidents
26
must be reported to the Commission;
27
(b) action that must be taken in relation to reportable incidents;
28
(c) authorising the provision of information relating to reportable
29
incidents to the Minister, the Agency or other specified
30
bodies;
31
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(d) the matters in which the Commissioner may authorise an
1
inquiry in relation to a reportable incident, on his or her own
2
initiative.
3
(3) Without limiting paragraph (2)(b), action may include:
4
(a) requiring a registered NDIS provider to arrange for, and
5
cover the cost of, an independent investigation into the
6
reportable incident within a specified period; and
7
(b) providing a copy of any report of the independent
8
investigation to the Commissioner.
9
(4) Reportable incident means:
10
(a) the death of a person with disability; or
11
(b) serious injury of a person with disability; or
12
(c) abuse or neglect of a person with disability; or
13
(d) unlawful sexual or physical contact with, or assault of, a
14
person with disability; or
15
(e) sexual misconduct committed against, or in the presence of, a
16
person with disability, including grooming of the person for
17
sexual activity; or
18
(f) the use of a restrictive practice in relation to a person with
19
disability, other than where the use is in accordance with an
20
authorisation (however described) of a State or Territory in
21
relation to the person.
22
(5) Despite subsection (4), the National Disability Insurance Scheme
23
rules may provide as follows:
24
(a) that a specified act, omission or event is a reportable
25
incident;
26
(b) that a specified act, omission or event is not a reportable
27
incident.
28
Division 7--Protection of disclosers
29
73ZA Disclosures qualifying for protection
30
(1) This section applies to a disclosure of information by a person (the
31
discloser) who is, in relation to an NDIS provider, any of the
32
following:
33
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(a) if the NDIS provider is a body corporate--an officer or
1
employee of the body corporate, or a person who has a
2
contract for the supply of goods or services to, or on behalf
3
of, the body corporate;
4
(b) if the NDIS provider is an unincorporated association--a
5
member of the committee of management or an employee of
6
the association, or a person who has a contract for the supply
7
of goods or services to, or on behalf of, the association;
8
(c) if the NDIS provider is a partnership--a partner in or an
9
employee of the partnership, or a person who has a contract
10
for the supply of goods or services to, or on behalf of, the
11
partnership;
12
(d) in any case--a person with disability who is receiving a
13
support or service from the NDIS provider, or a nominee,
14
family member, carer or significant other of that person.
15
(2) The disclosure of the information by the discloser qualifies for
16
protection under this Division if:
17
(a) the disclosure is made to one of the following:
18
(i) the Commissioner;
19
(ii) the Agency;
20
(iii) if the NDIS provider is a body corporate--a member of
21
the key personnel of the body corporate;
22
(iv) if the NDIS provider is an unincorporated association--
23
a member of the key personnel of the association;
24
(v) if the NDIS provider is a partnership--a partner; and
25
(b) the discloser informs the person to whom the disclosure is
26
made of the discloser's name before making the disclosure;
27
and
28
(c) the discloser has reasonable grounds to suspect that the
29
information indicates that an NDIS provider has, or may
30
have, contravened a provision of this Act; and
31
(d) the discloser makes the disclosure in good faith.
32
(3) In this section, officer has the same meaning as it has in the
33
Corporations Act 2001.
34
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73ZB Disclosure that qualifies for protection not actionable etc.
1
(1) If a person makes a disclosure that qualifies for protection under
2
this Division:
3
(a) the person is not subject to any civil or criminal liability for
4
making the disclosure; and
5
(b) no contractual or other remedy may be enforced, and no
6
contractual or other right may be exercised, against the
7
person on the basis of the disclosure.
8
Note:
This subsection does not provide that the person is not subject to any
9
civil or criminal liability for conduct of the person that is revealed by
10
the disclosure.
11
(2) Without limiting subsection (1):
12
(a) the person has qualified privilege (see subsection (3)) in
13
respect of the disclosure; and
14
(b) a contract to which the person is a party may not be
15
terminated on the basis that the disclosure constitutes a
16
breach of the contract.
17
(3) For the purpose of paragraph (2)(a), qualified privilege, in respect
18
of the disclosure, means that the person:
19
(a) has qualified privilege in proceedings for defamation; and
20
(b) is not, in the absence of malice on the person's part, liable to
21
an action for defamation at the suit of a person;
22
in respect of the disclosure.
23
(4) For the purpose of paragraph (3)(b), malice includes ill will to the
24
person concerned or any other improper motive.
25
(5) This section does not limit or affect any right, privilege or
26
immunity that a person has, apart from this section, as a defendant
27
in proceedings, or an action, for defamation.
28
73ZC Victimisation prohibited
29
Actually causing detriment to another person
30
(1) A person (the first person) contravenes this subsection if:
31
(a) the first person engages in conduct; and
32
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(b) the first person's conduct causes any detriment to another
1
person (the second person); and
2
(c) the first person intends that his or her conduct cause
3
detriment to the second person; and
4
(d) the first person engages in his or her conduct because the
5
second person or a third person made a disclosure that
6
qualifies for protection under this Division.
7
Civil penalty:
500 penalty units.
8
Threatening to cause detriment to another person
9
(2) A person (the first person) contravenes this subsection if:
10
(a) the first person makes to another person (the second person)
11
a threat to cause any detriment to the second person or to a
12
third person; and
13
(b) the first person:
14
(i) intends the second person to fear that the threat will be
15
carried out; or
16
(ii) is reckless as to causing the second person to fear that
17
the threat will be carried out; and
18
(c) the first person makes the threat because a person:
19
(i) makes a disclosure that qualifies for protection under
20
this Part; or
21
(ii) may make a disclosure that would qualify for protection
22
under this Division.
23
Civil penalty:
500 penalty units.
24
Threats
25
(3) For the purpose of subsection (2), a threat may be:
26
(a) express or implied; or
27
(b) conditional or unconditional.
28
(4) In proceedings for a civil penalty order against a person for a
29
contravention of subsection (2), it is not necessary to prove that the
30
person threatened actually feared that the threat would be carried
31
out.
32
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73ZD Right to compensation
1
If:
2
(a) a person contravenes subsection 73ZC(1) or (2); and
3
(b) another person suffers damage because of the contravention;
4
the person in contravention is liable to compensate the other person
5
for the damage.
6
Division 8--Compliance and enforcement
7
73ZE Monitoring powers
8
Provisions subject to monitoring
9
(1) This Part is subject to monitoring under Part 2 of the Regulatory
10
Powers Act.
11
Note:
Part 2 of the Regulatory Powers Act creates a framework for
12
monitoring whether the provisions of this Part have been complied
13
with. It includes powers of entry and inspection.
14
Information subject to monitoring
15
(2) Information given in compliance or purported compliance with a
16
provision of this Part is subject to monitoring under Part 2 of the
17
Regulatory Powers Act.
18
Note:
Part 2 of the Regulatory Powers Act creates a framework for
19
monitoring whether the information is correct. It includes powers of
20
entry and inspection.
21
Authorised applicant, authorised person, issuing officer, relevant
22
chief executive and relevant court
23
(3) For the purposes of Part 2 of the Regulatory Powers Act as it
24
applies in relation to this Part:
25
(a) an inspector is an authorised applicant; and
26
(b) an inspector is an authorised person; and
27
(c) a magistrate is an issuing officer; and
28
(d) the Commissioner is the relevant chief executive; and
29
(e) each of the following is a relevant court:
30
(i) the Federal Court;
31
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(ii) the Federal Circuit Court;
1
(iii) a court of a State or Territory that has jurisdiction in
2
relation to matters arising under this Act.
3
Person assisting
4
(4) An authorised person may be assisted by other persons in
5
exercising powers or performing functions or duties under Part 2 of
6
the Regulatory Powers Act in relation to this Part.
7
73ZF Investigation powers
8
Provisions subject to investigation
9
(1) A provision is subject to investigation under Part 3 of the
10
Regulatory Powers Act if it is:
11
(a) a civil penalty provision in this Part; or
12
(b) an offence against the Crimes Act 1914 or the Criminal Code
13
that relates to this Part.
14
Note:
Part 3 of the Regulatory Powers Act creates a framework for
15
investigating whether a provision has been contravened. It includes
16
powers of entry, search and seizure.
17
Authorised applicant, authorised person, issuing officer, relevant
18
chief executive and relevant court
19
(2) For the purposes of Part 3 of the Regulatory Powers Act, as it
20
applies in relation to evidential material that relates to a provision
21
mentioned in subsection (1):
22
(a) an investigator is an authorised applicant; and
23
(b) an investigator is an authorised person; and
24
(c) a magistrate is an issuing officer; and
25
(d) the Commissioner is the relevant chief executive; and
26
(e) each of the following is a relevant court:
27
(i) the Federal Court;
28
(ii) the Federal Circuit Court;
29
(iii) a court of a State or Territory that has jurisdiction in
30
relation to matters arising under this Act.
31
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Person assisting
1
(3) An authorised person may be assisted by other persons in
2
exercising powers or performing functions or duties under Part 3 of
3
the Regulatory Powers Act in relation to evidential material that
4
relates to a provision mentioned in subsection (1).
5
73ZG Use of equipment to examine or process things
6
(1) This section applies if an authorised person exercises investigation
7
powers under Part 3 of the Regulatory Powers Act in relation to
8
premises entered under an investigation warrant for the purposes of
9
this Act.
10
Equipment may be brought to premises
11
(2) The authorised person or a person assisting may bring to the
12
premises any equipment reasonably necessary for the examination
13
or processing of a thing found at the premises in order to determine
14
whether the thing may be seized.
15
Thing may be moved for examination or processing
16
(3) A thing found at the premises may be moved to another place for
17
examination or processing in order to determine whether the thing
18
may be seized if:
19
(a) both of the following apply:
20
(i) it is significantly more practicable to do so having
21
regard to the timeliness and cost of examining or
22
processing the thing at another place and the availability
23
of expert assistance;
24
(ii) the authorised person or a person assisting suspects on
25
reasonable grounds that the thing contains or constitutes
26
evidential material; or
27
(b) the occupier of the premises consents in writing.
28
Notification of examination or processing and right to be present
29
(4) If the thing is moved to another place for the purpose of
30
examination or processing under subsection (3), the authorised
31
person must, if it is practicable to do so:
32
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(a) inform the occupier of the premises of the address of the
1
place and the time at which the examination or processing
2
will be carried out; and
3
(b) allow the occupier or his or her representative to be present
4
during the examination or processing.
5
(5) The authorised person need not comply with paragraph (4)(a) or
6
(b) if he or she believes on reasonable grounds that to do so might:
7
(a) endanger the safety of a person; or
8
(b) prejudice an investigation or prosecution.
9
Time limit on moving the thing
10
(6) The thing may be moved to another place for examination or
11
processing for no longer than 14 days.
12
(7) An authorised person may apply to an issuing officer for one or
13
more extensions of that time if the authorised person believes on
14
reasonable grounds that the thing cannot be examined or processed
15
within 14 days or that time as previously extended.
16
(8) The authorised person must give notice of the application to the
17
occupier of the premises, and that person is entitled to be heard in
18
relation to the application.
19
(9) A single extension cannot exceed 7 days.
20
Equipment at premises may be operated
21
(10) An authorised person or a person assisting may operate equipment
22
already at the premises to carry out the examination or processing
23
of a thing found at the premises in order to determine whether it is
24
a thing that may be seized if the authorised person or person
25
assisting believes on reasonable grounds that:
26
(a) the equipment is suitable for the examination or processing;
27
and
28
(b) the examination or processing can be carried out without
29
damage to the equipment or the thing.
30
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73ZH Use of electronic equipment at other place
1
(1) This section applies if an authorised person exercises investigation
2
powers under Part 3 of the Regulatory Powers Act in relation to
3
premises for the purposes of this Act.
4
(2) If electronic equipment is moved from the premises to another
5
place under subsection 73ZG(3), the authorised person or a person
6
assisting may operate the equipment to access data (including data
7
held at another place).
8
(3) If the authorised person or the person assisting suspects on
9
reasonable grounds that any data accessed by operating the
10
electronic equipment constitutes evidential material, he or she may
11
copy any or all of the data accessed by operating the electronic
12
equipment to a disk, tape or other associated device.
13
(4) If the Commissioner is satisfied that the data is not required (or is
14
no longer required) for the purposes of this Act or for other judicial
15
or administrative review proceedings, the Commissioner must
16
arrange for:
17
(a) the removal of the data from any device in the control of the
18
Commission; and
19
(b) the destruction of any other reproduction of the data in the
20
control of the Commission.
21
(5) If the authorised person or the person assisting, after operating the
22
equipment, finds that evidential material is accessible by doing so,
23
he or she may:
24
(a) seize the equipment and any disk, tape or other associated
25
device; or
26
(b) if the material can be put in documentary form--put the
27
material in that form and seize the documents so produced.
28
(6) An authorised person or a person assisting may seize equipment
29
under paragraph (5)(a) only if:
30
(a) it is not practicable to copy the data as mentioned in
31
subsection (3) or to put the material in documentary form as
32
mentioned in paragraph (5)(b); or
33
(b) possession of the equipment by the occupier of the premises
34
could constitute an offence.
35
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73ZI Person with knowledge of a computer or a computer system to
1
assist access etc.
2
(1) This section applies if an authorised person exercises investigation
3
powers under Part 3 of the Regulatory Powers Act in relation to
4
premises for the purposes of this Act.
5
(2) The authorised person may apply to an issuing officer referred to in
6
paragraph 73ZF(2)(c) for an order requiring a specified person to
7
provide any information or assistance that is reasonable and
8
necessary to allow an authorised person or person assisting to do
9
one or more of the following:
10
(a) access data held in, or accessible from, a computer or data
11
storage device that:
12
(i) is on the premises; or
13
(ii) has been moved under subsection 73ZG(3) and is at a
14
place for examination or processing; or
15
(iii) has been seized under this Act or under the Regulatory
16
Powers Act as it applies in relation to this Act;
17
(b) copy data held in, or accessible from, a computer, or data
18
storage device, described in paragraph (a) to another data
19
storage device;
20
(c) convert into documentary form or another form intelligible to
21
an authorised person or person assisting:
22
(i) data held in, or accessible from, a computer, or data
23
storage device, described in paragraph (a); or
24
(ii) data held in a data storage device to which the data was
25
copied as described in paragraph (b); or
26
(iii) data held in a data storage device removed from
27
premises under the Regulatory Powers Act as it applies
28
in relation to this Act.
29
(3) The issuing officer may grant the order if the issuing officer is
30
satisfied that:
31
(a) there are reasonable grounds for suspecting that evidential
32
material is held in, or is accessible from, the computer or data
33
storage device; and
34
(b) the specified person is:
35
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(i) reasonably suspected of having committed the offence
1
or contravened the civil penalty provision stated in the
2
relevant warrant; or
3
(ii) the owner or lessee of the computer or device; or
4
(iii) an employee of the owner or lessee of the computer or
5
device; or
6
(iv) a person engaged under a contract for services by the
7
owner or lessee of the computer or device; or
8
(v) a person who uses or has used the computer or device;
9
or
10
(vi) a person who is or was a system administrator for the
11
system including the computer or device; and
12
(c) the specified person has relevant knowledge of:
13
(i) the computer or device or a computer network of which
14
the computer or device forms or formed a part; or
15
(ii) measures applied to protect data held in, or accessible
16
from, the computer or device.
17
(4) If:
18
(a) the computer or data storage device that is the subject of the
19
order is seized under this Act or under the Regulatory Powers
20
Act as it applies in relation to this Act; and
21
(b) the order was granted on the basis of an application made
22
before the seizure;
23
the order does not have effect on or after the seizure.
24
Note:
An application for another order under this section relating to the
25
computer or data storage device may be made after the seizure.
26
(5) If the computer or data storage device is not on the premises, the
27
order must:
28
(a) specify the period within which the person must provide the
29
information or assistance; and
30
(b) specify the place at which the person must provide the
31
information or assistance; and
32
(c) specify the conditions (if any) determined by the issuing
33
officer as the conditions to which the requirement on the
34
person to provide the information or assistance is subject.
35
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(6) A person commits an offence if the person fails to comply with the
1
order.
2
Penalty: Imprisonment for 2 years.
3
73ZJ Compensation for damage to electronic equipment
4
(1) This section applies if:
5
(a) as a result of electronic equipment being operated as
6
mentioned in section 73ZG or 73ZH:
7
(i) damage is caused to the equipment; or
8
(ii) the data recorded on the equipment is damaged; or
9
(iii) programs associated with the use of the equipment, or
10
with the use of the data, are damaged or corrupted; and
11
(b) the damage or corruption occurs because:
12
(i) insufficient care was exercised in selecting the person
13
who was to operate the equipment; or
14
(ii) insufficient care was exercised by the person operating
15
the equipment.
16
(2) The Commonwealth must pay the owner of the equipment, or the
17
user of the data or programs, such reasonable compensation for the
18
damage or corruption as the Commonwealth and the owner or user
19
agree on.
20
(3) However, if the owner or user and the Commonwealth fail to
21
agree, the owner or user may institute proceedings in:
22
(a) the Federal Court of Australia; or
23
(b) the Federal Circuit Court of Australia; or
24
(c) a court of a State or Territory that has jurisdiction in relation
25
to the matter;
26
for such reasonable amount of compensation as the court
27
determines.
28
(4) In determining the amount of compensation payable, regard is to
29
be had to whether the occupier of the premises, or the occupier's
30
employees or agents, if they were available at the time, provided
31
any appropriate warning or guidance on the operation of the
32
equipment.
33
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73ZK Civil penalty provisions
1
Enforceable civil penalty provisions
2
(1) Each civil penalty provision of this Part is enforceable under Part 4
3
of the Regulatory Powers Act.
4
Note:
Part 4 of the Regulatory Powers Act allows a civil penalty provision to
5
be enforced by obtaining an order for a person to pay a pecuniary
6
penalty for the contravention of the provision.
7
Authorised applicant
8
(2) For the purposes of Part 4 of the Regulatory Powers Act, the
9
Commissioner is an authorised applicant in relation to the civil
10
penalty provisions of this Part.
11
Relevant court
12
(3) For the purposes of Part 4 of the Regulatory Powers Act, each of
13
the following courts is a relevant court in relation to the civil
14
penalty provisions of this Part:
15
(a) the Federal Court;
16
(b) the Federal Circuit Court;
17
(c) a court of a State or Territory that has jurisdiction in relation
18
to matters arising under this Act.
19
Liability of Crown
20
(4) To avoid doubt, subsection 205(2) does not prevent the Crown
21
from being liable to pay a pecuniary penalty under a civil penalty
22
order under Part 4 of the Regulatory Powers Act, as that Part
23
applies in relation to the civil penalty provisions of this Act.
24
73ZL Infringement notices
25
Provisions subject to an infringement notice
26
(1) A civil penalty provision of this Part is subject to an infringement
27
notice under Part 5 of the Regulatory Powers Act.
28
Note:
Part 5 of the Regulatory Powers Act creates a framework for using
29
infringement notices in relation to provisions.
30
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Infringement officer
1
(2) For the purposes of Part 5 of the Regulatory Powers Act, the
2
Commissioner is an infringement officer in relation to the
3
provisions mentioned in subsection (1).
4
Relevant chief executive
5
(3) For the purposes of Part 5 of the Regulatory Powers Act, the
6
Commissioner is the relevant chief executive in relation to the
7
provisions mentioned in subsection (1).
8
Liability of Crown
9
(4) To avoid doubt, subsection 205(2) does not prevent the Crown
10
from being liable to be given an infringement notice under Part 5
11
of the Regulatory Powers Act, as that Part applies in relation to this
12
Act.
13
73ZM Compliance notices
14
(1) The Commissioner may give to an NDIS provider a written notice
15
(a compliance notice) if the Commissioner:
16
(a) is satisfied that an NDIS provider is not complying with this
17
Act; or
18
(b) is aware of information that suggests that an NDIS provider
19
may not be complying with this Act.
20
(2) The compliance notice must:
21
(a) set out the name of the provider to which the notice is given;
22
and
23
(b) set out brief details of the non-compliance or possible
24
non-compliance; and
25
(c) specify action that the provider must take, or refrain from
26
taking, in order to address the non-compliance or possible
27
non-compliance; and
28
(d) specify a reasonable period within which the provider must
29
take, or refrain from taking, the specified action; and
30
(e) if the Commissioner considers it appropriate--specify a
31
reasonable period within which the provider must provide the
32
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Commissioner with evidence that the provider has taken, or
1
refrained from taking, the specified action; and
2
(f) state that a failure to comply with the notice is subject to a
3
civil penalty; and
4
(g) if the provider is a registered NDIS provider--state that a
5
failure to comply with the notice may lead to the provider's
6
registration being suspended or revoked; and
7
(h) set out any other matters specified in the National Disability
8
Insurance Scheme rules for the purposes of this paragraph.
9
(3) An NDIS provider contravenes this subsection if the provider fails
10
to comply with a compliance notice.
11
Civil penalty:
60 penalty units.
12
(4) The Commissioner may, by written notice given to an NDIS
13
provider, vary or revoke a compliance notice if the Commissioner
14
considers that it is appropriate in all the circumstances to do so.
15
(5) In deciding whether to vary or revoke a compliance notice, the
16
Commissioner must consider any submissions that are received
17
from the provider before the end of the period mentioned in
18
paragraph (2)(d).
19
73ZN Banning orders
20
Banning orders--NDIS providers
21
(1) The Commissioner may, by written notice, make an order (a
22
banning order) prohibiting or restricting specified activities by an
23
NDIS provider if:
24
(a) the Commissioner has revoked the registration of the person
25
as a registered NDIS provider; or
26
(b) the Commissioner reasonably believes that:
27
(i) the person has contravened, is contravening, or is likely
28
to contravene this Act; or
29
(ii) the person has been involved in, or is likely to become
30
involved in, a contravention of this Act by another
31
person; or
32
(iii) the person is not suitable to provide supports or services
33
to people with disability; or
34
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(iv) there is an immediate danger to the health, safety or
1
wellbeing of a person with disability if the person
2
continues to be an NDIS provider; or
3
(c) the person is convicted of an offence involving fraud or
4
dishonesty; or
5
(d) the person becomes an insolvent under administration.
6
Note:
A person who is subject to a banning order cannot be registered as an
7
NDIS provider in a way that is inconsistent with the order (see
8
subsection 73E(3)).
9
Banning orders--persons employed or otherwise engaged by NDIS
10
providers
11
(2) The Commissioner may, by written notice, make an order (a
12
banning order) prohibiting or restricting a person who is employed
13
or otherwise engaged by an NDIS provider from engaging in
14
specified activities if:
15
(a) the Commissioner reasonably believes that:
16
(i) the person has contravened, is contravening, or is likely
17
to contravene this Act; or
18
(ii) the person has been involved in, or is likely to become
19
involved in, a contravention of this Act by another
20
person; or
21
(iii) the person is not suitable to be involved in the provision
22
of supports or services to people with disability; or
23
(iv) there is an immediate danger to the health, safety or
24
wellbeing of a person with disability if the person
25
continues to engage in the specified activities; or
26
(b) the person is convicted of an offence involving fraud or
27
dishonesty; or
28
(c) the person becomes an insolvent under administration.
29
Application of banning orders
30
(3) A banning order may:
31
(a) apply generally or may be of limited application; and
32
(b) be permanent or for a specified period.
33
(4) However, a banning order cannot prohibit or restrict activities that
34
a registered NDIS provider is registered to provide under 73E.
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(5) A banning order takes effect from the day specified in the order.
1
(6) A banning order is not a legislative instrument.
2
Process
3
(7) The Commissioner may only make a banning order against a
4
person after giving the person an opportunity to make submissions
5
to the Commissioner on the matter.
6
(8) However, subsection (7) does not apply if the Commissioner's
7
grounds for making the banning order are, or include, the
8
following:
9
(a) that there is an immediate danger to the health, safety or
10
wellbeing of a person with disability;
11
(b) that the Commissioner has revoked the registration of the
12
person as a registered NDIS provider.
13
(9) The Commissioner must:
14
(a) give the banning order to the person against whom the order
15
is made; and
16
(b) include in the banning order a statement of reasons for the
17
order; and
18
(c) if the banning order is against a person who is employed or
19
otherwise engaged by an NDIS provider--notify the NDIS
20
provider of the order as soon as possible.
21
Civil penalty
22
(10) A person contravenes this subsection if:
23
(a) the person engages in conduct; and
24
(b) the conduct breaches a banning order that has been made
25
against the person.
26
Civil Penalty:
1,000 penalty units.
27
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73ZO Variation or revocation of banning orders
1
Variation or revocation of banning order
2
(1) The Commissioner may vary or revoke a banning order, by giving
3
written notice to the person against whom the order was made, if
4
the Commissioner is satisfied that it is appropriate to do so.
5
(2) The Commissioner may do so:
6
(a) on his or her own initiative; or
7
(b) on application by the person against whom the order was
8
made.
9
Process
10
(3) An application under paragraph (2)(b) must:
11
(a) be in writing; and
12
(b) be in a form (if any) approved in writing by the
13
Commissioner; and
14
(c) include any information, and be accompanied by any
15
documents, required by the Commissioner.
16
(4) If the Commissioner varies a banning order made against a person,
17
the Commissioner must, on request by the person, give the person
18
a statement of reasons for the variation.
19
(5) If the Commissioner proposes not to vary or revoke a banning
20
order in accordance with an application lodged by a person under
21
paragraph (2)(b), the Commissioner must give the person an
22
opportunity to make submissions to the Commissioner on the
23
matter.
24
(6) The Commissioner must:
25
(a) include in the written notice a statement of reasons for the
26
variation or revocation of the order; and
27
(b) if the variation or revocation relates to a person who is
28
employed or otherwise engaged by an NDIS provider--
29
notify the NDIS provider of the variation or revocation as
30
soon as possible.
31
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Application of variation or revocation of banning order
1
(7) A variation or revocation of an order takes effect from the day
2
specified in the order.
3
(8) A variation or revocation of an order is not a legislative instrument.
4
73ZP Enforceable undertakings
5
Enforceable provisions
6
(1) The provisions of this Part are enforceable under Part 6 of the
7
Regulatory Powers Act.
8
Note:
Part 6 of the Regulatory Powers Act creates a framework for accepting
9
and enforcing undertakings relating to compliance with provisions.
10
Authorised person
11
(2) For the purposes of Part 6 of the Regulatory Powers Act, the
12
Commissioner is an authorised person in relation to the provisions
13
mentioned in subsection (1).
14
Relevant court
15
(3) For the purposes of Part 6 of the Regulatory Powers Act, each of
16
the following courts is a relevant court in relation to the provisions
17
of this Act:
18
(a) the Federal Court;
19
(b) the Federal Circuit Court;
20
(c) a court of a State or Territory that has jurisdiction in relation
21
to matters arising under this Act.
22
Other undertakings
23
(4) An authorised person may accept any of the following
24
undertakings:
25
(a) a written undertaking given by a person that the person will,
26
in order to provide compensation for loss or damage suffered
27
as a result of a contravention or alleged contravention by the
28
person of a provision mentioned in subsection (1), pay
29
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another person an amount worked out in accordance with the
1
undertaking;
2
(b) a written undertaking given by a person in connection with a
3
matter relating to a contravention or alleged contravention by
4
the person of a provision mentioned in subsection (1).
5
(5) An undertaking under subsection (4) must be expressed to be an
6
undertaking under that subsection.
7
(6) The power in subsection (4) is in addition to the power of an
8
authorised person under subsection 114(1) of the Regulatory
9
Powers Act.
10
(7) Part 6 of the Regulatory Powers Act, other than subsection 114(1),
11
applies to an undertaking accepted under subsection (4) of this
12
section as if it were an undertaking accepted under
13
subsection 114(1) of the Regulatory Powers Act.
14
73ZQ Injunctions
15
Enforceable provisions
16
(1) The provisions of this Part are enforceable under Part 7 of the
17
Regulatory Powers Act.
18
Note:
Part 7 of the Regulatory Powers Act creates a framework for using
19
injunctions to enforce provisions.
20
Authorised person
21
(2) For the purposes of Part 7 of the Regulatory Powers Act, the
22
Commissioner is an authorised person.
23
Relevant court
24
(3) For the purposes of Part 7 of the Regulatory Powers Act, each of
25
the following courts is a relevant court in relation to the provisions
26
of this Act:
27
(a) the Federal Court;
28
(b) the Federal Circuit Court;
29
(c) a court of a State or Territory that has jurisdiction in relation
30
to matters arising under this Act.
31
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Consent injunctions
1
(4) A relevant court may grant an injunction under Part 7 of the
2
Regulatory Powers Act in relation to a provision mentioned in
3
subsection (1) by consent of all the parties to proceedings brought
4
under that Part, whether or not the court is satisfied that
5
section 121 of that Act applies.
6
73ZR Appointment of inspectors and investigators
7
(1) The Commissioner may, in writing, appoint a person who is one of
8
the following as an inspector, an investigator, or both, for the
9
purposes of this Part:
10
(a) a member of the staff of the Commission under
11
section 181U;
12
(b) a person assisting the Commissioner under section 181W;
13
(c) a person performing services for the Commonwealth under a
14
contract with the Commonwealth.
15
(2) The Commissioner must not appoint a person mentioned in
16
subsection (1) unless the Commissioner is satisfied that:
17
(a) the person has suitable training or experience to properly
18
exercise the powers for which the person will be authorised
19
to use; and
20
(b) the person is otherwise an appropriate person to be appointed
21
as an inspector, investigator or both (as the case requires).
22
(3) A person appointed under this section must, in exercising powers
23
as such, comply with any directions of the Commissioner.
24
(4) If a direction is given under subsection (3) in writing, the direction
25
is not a legislative instrument.
26
Division 9--NDIS Provider Register
27
73ZS NDIS Provider Register
28
NDIS Provider Register
29
(1) The Commissioner must establish and maintain a register for the
30
purposes of this Act, to be known as the NDIS Provider Register.
31
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(2) The NDIS Provider Register may be kept in any form that the
1
Commissioner considers appropriate.
2
Registered NDIS providers
3
(3) The NDIS Provider Register must include each of the following for
4
each person who is a registered NDIS provider:
5
(a) the name of the person;
6
(b) the person's ABN (if any);
7
(c) the period for which the registration of the person is in force;
8
(d) the address of the principal place of business of the person;
9
(e) the classes of supports or services the person is registered to
10
provide;
11
(f) if the registration is in respect of a class of persons--the
12
class;
13
(g) any conditions to which the registration of the person is
14
subject under section 73G;
15
(h) if the registration of the person is suspended--information
16
about the suspension;
17
(i) if the person is subject to a banning order--information about
18
the banning order;
19
(j) if a compliance notice is in force in relation to the person--
20
information about the compliance notice;
21
(k) if the person has given an enforceable undertaking under
22
section 73ZP--information about the undertaking;
23
(l) any other matter prescribed by the National Disability
24
Insurance Scheme rules for the purposes of this paragraph.
25
NDIS providers (other than registered NDIS providers)
26
(4) The NDIS Provider Register may include any of the following in
27
relation to an NDIS provider (other than a registered NDIS
28
provider):
29
(a) the name of the person;
30
(b) the person's ABN (if any);
31
(c) the address of the principal place of business of the person;
32
(d) the classes of supports or services the person provides;
33
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(e) if a banning order is, or was, in force in relation to the
1
person--information about the banning order;
2
(f) if the person is, or was, subject to a compliance notice--
3
information about the compliance notice;
4
(g) if the person has given an enforceable undertaking under
5
section 73ZP--information about the undertaking;
6
(h) any other matter prescribed by the National Disability
7
Insurance Scheme rules for the purposes of this paragraph.
8
Former NDIS providers
9
(5) The NDIS Provider Register may include any of the following in
10
relation to a person who was an NDIS provider:
11
(a) the name of the person;
12
(b) the person's ABN (if any);
13
(c) the address of the person;
14
(d) if the person is, or was, subject to a banning order--
15
information in relation to the banning order;
16
(e) if the person was a registered NDIS provider and the person's
17
registration was revoked--information about the revocation;
18
(f) any other matter prescribed by the National Disability
19
Insurance Scheme rules for the purposes of this paragraph.
20
Other information
21
(6) The Commissioner may include other information on the NDIS
22
Provider Register if the Commissioner is satisfied that it is relevant
23
to the provision of supports or services to people with disability.
24
Rules
25
(7) The National Disability Insurance Scheme rules may make
26
provision for and in relation to the following:
27
(a) the correction of entries in the NDIS Provider Register;
28
(b) the publication of the NDIS Provider Register in whole or
29
part, or of specified information entered on the NDIS
30
Provider Register;
31
(c) any other matter relating to the administration or operation of
32
the NDIS Provider Register.
33
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49 Subparagraph 82(1)(b)(ii)
1
After "to an", insert "Agency".
2
50 Section 99
3
Repeal the section, substitute:
4
99 Reviewable decisions and decision-makers
5
(1) The following table sets out:
6
(a) the reviewable decisions under this Act; and
7
(b) the decision-maker in respect of each of those decisions.
8
9
Reviewable decisions and decision-makers
Item
Column 1
Reviewable decision
Column 2
Provision under which the
reviewable decision is made
Column 3
Decision-maker
1
a decision that a person
does not meet the
access criteria
paragraph 20(a),
subsection 21(3) or
paragraph 26(2)(c)
CEO
2
a decision not to
specify a period
paragraph 26(2)(b)
CEO
3
a decision to revoke a
person's status as a
participant
section 30
CEO
4
a decision to approve
the statement of
participant supports in
a participant's plan
subsection 33(2)
CEO
5
a decision not to extend
a grace period
paragraph 40(2)(b)
CEO
6
a decision not to
reassess a participant's
plan
subsection 48(2)
CEO
7
a decision to refuse to
approve a person or
entity as a registered
provider of supports
section 70
CEO
8
a decision to revoke an
section 72
CEO
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Reviewable decisions and decision-makers
Item
Column 1
Reviewable decision
Column 2
Provision under which the
reviewable decision is made
Column 3
Decision-maker
instrument approving a
person or entity as a
registered provider of
supports
9
a decision to refuse to
register a person as a
registered NDIS
provider
section 73E
Commissioner
10
a decision to impose
conditions to which a
person's registration as
a registered NDIS
provider is subject
section 73G
Commissioner
11
a decision to vary, or
refuse to vary, the
registration of a
registered NDIS
provider
section 73L
Commissioner
12
a decision to suspend
the registration of a
registered NDIS
provider
section 73N
Commissioner
13
a decision to revoke, or
not to revoke, the
registration of a person
as a registered NDIS
provider
section 73P
Commissioner
14
a decision to give a
compliance notice to an
NDIS provider
section 73ZM
Commissioner
15
a decision to make a
banning order
section 73ZN
Commissioner
16
a decision to vary, or to
refuse to vary or
revoke, a banning order
section 73ZO
Commissioner
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Reviewable decisions and decision-makers
Item
Column 1
Reviewable decision
Column 2
Provision under which the
reviewable decision is made
Column 3
Decision-maker
17
a decision to make, or
not to make, a
determination in
relation to a person
paragraph 74(1)(b)
CEO
18
a decision not to make
a determination that
subsections 74(1) and
(2) do not apply to a
child
paragraph 74(5)(c)
CEO
19
a decision to make, or
not to make, a
determination that a
person has parental
responsibility for a
child
subsection 75(2) or (3)
CEO
20
a decision to appoint a
plan nominee
section 86
CEO
21
a decision to appoint a
correspondence
nominee
section 87
CEO
22
a decision to cancel or
suspend, or not to
cancel or suspend, the
appointment of a
nominee
section 89, 90 or 91
CEO
23
a decision to give a
notice to require a
person to take
reasonable action to
claim or obtain
compensation
section 104
CEO
24
a decision to refuse to
extend a period
subsection 104(5A)
CEO
25
a decision to take
action to claim or
paragraph 105(4)(a)
CEO
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Reviewable decisions and decision-makers
Item
Column 1
Reviewable decision
Column 2
Provision under which the
reviewable decision is made
Column 3
Decision-maker
obtain compensation
26
a decision to take over
the conduct of a claim
paragraph 105(4)(b)
CEO
27
a decision to give a
notice that the CEO
proposes to recover an
amount
section 111
CEO
28
a decision not to treat
the whole or part of a
compensation payment
as not having been
fixed by a judgment or
settlement
section 116
CEO
29
a decision not to write
off a debt
section 190
CEO
30
a decision that the CEO
is not required to waive
a debt
section 192
CEO
31
a decision not to waive
a debt
section 193
CEO
32
a decision that the CEO
is not required to waive
a debt
subsection 194(3) or (4)
CEO
33
a decision not to waive
a debt
section 195
CEO
(2) The National Disability Insurance Scheme rules may:
1
(a) provide that a decision made under a specified provision of
2
the rules is a reviewable decision; and
3
(b) specify the decision-maker in respect of the reviewable
4
decision.
5
51 Subsection 100(1)
6
Repeal the subsection, substitute:
7
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(1) The decision-maker of a reviewable decision must give written
1
notice of the reviewable decision to each person directly affected
2
by the reviewable decision.
3
(1A) The notice must include a statement:
4
(a) that:
5
(i) the person may request a review of the reviewable
6
decision in accordance with this section; or
7
(ii) if the decision-maker is taken to have made the
8
reviewable decision because of subsection 21(3) or
9
48(2)--the decision will be reviewed automatically; and
10
(b) that the person may seek further review under section 103.
11
52 Subsection 100(2)
12
Omit "the CEO", substitute "the decision-maker".
13
53 Subsections 100(3) and (5)
14
Omit "the CEO" (wherever occurring), substitute "the decision-maker".
15
54 Paragraph 100(5)(c)
16
Omit "the CEO's", substitute "the decision-maker's".
17
55 Subsections 100(7) and (8)
18
Omit "the CEO", substitute "the decision-maker".
19
56 Subsection 100(9)
20
Repeal the subsection.
21
57 Subsection 102(1)
22
Omit "the CEO" (wherever occurring), substitute "the decision-maker".
23
58 After paragraph 144(3)(b)
24
Insert:
25
(ba) the registration of a person or entity as a registered NDIS
26
provider, or the variation, suspension or revocation of that
27
registration; or
28
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59 Paragraph 144(3)(c)
1
After "the Agency", insert "or the Commission".
2
60 After Chapter 6
3
Insert:
4
Chapter 6A--NDIS Quality and Safeguards
5
Commission
6
Part 1--Commission establishment and functions
7
8
181A Establishment of the Commission
9
(1) The NDIS Quality and Safeguards Commission is established by
10
this section.
11
Note:
The Commission does not have a legal identity separate from the
12
Commonwealth.
13
(2) The Commission consists of:
14
(a) the Commissioner; and
15
(b) the staff of the Commission.
16
(3) For the purposes of the finance law (within the meaning of the
17
Public Governance, Performance and Accountability Act 2013):
18
(a) the Commission is a listed entity; and
19
(b) the Commissioner is the accountable authority of the
20
Commission; and
21
(c) the following persons are officials of the Commission:
22
(i) the Commissioner;
23
(ii) the staff referred to in section 181U;
24
(iii) persons assisting the Commissioner referred to in
25
section 181W;
26
(iv) consultants engaged under section 181V; and
27
(d) the purposes of the Commission include:
28
(i) the functions of the Commission referred to in
29
section 181B; and
30
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(ii) the functions of the Commissioner referred to in
1
section 181D.
2
181B Commission's functions
3
The Commission's function is to assist the Commissioner in the
4
performance of the Commissioner's functions.
5
Part 2--NDIS Quality and Safeguards
6
Commissioner
7
8
181C Commissioner
9
There is to be a Commissioner of the NDIS Quality and Safeguards
10
Commission.
11
181D Commissioner's functions and powers
12
(1) The Commissioner has the following functions:
13
(a) the core functions;
14
(b) the registration and reportable incident functions;
15
(c) the complaints functions;
16
(d) the behaviour support function;
17
(e) such other functions that are conferred on the Commissioner
18
by or under this Act or any other law of the Commonwealth;
19
(f) to do anything incidental or conducive to the performance of
20
any of the above functions.
21
(2) The Commissioner may, by notifiable instrument, make guidelines
22
relating to the performance of any of the functions mentioned in
23
subsection (1).
24
(3) In performing his or her functions, the Commissioner may:
25
(a) consult and cooperate with other persons, organisations and
26
governments on matters relating to those functions; and
27
(b) consult and cooperate with other persons, organisations and
28
governments on matters relating to the determination of the
29
rights and interests of people receiving, or eligible to receive,
30
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supports or services under the National Disability Insurance
1
Scheme; and
2
(c) consult persons and groups with an interest in the supports or
3
services provided under the National Disability Insurance
4
Scheme; and
5
(d) have regard to the interests and needs of persons receiving, or
6
eligible to receive, supports or services under the National
7
Disability Insurance Scheme.
8
(4) In performing his or her functions, the Commissioner must use his
9
or her best endeavours to:
10
(a) provide opportunities for people with disability to participate
11
in matters that relate to them and to take into consideration
12
the wishes and views of people with disability in relation to
13
those matters; and
14
(b) conduct compliance and enforcement activities in a risk
15
responsive and proportionate manner; and
16
(c) support and maintain a diverse and sustainable NDIS market.
17
(5) The Commissioner has power to do all things necessary or
18
convenient to be done for or in connection with the performance of
19
his or her functions.
20
181E Commissioner's core functions
21
The Commissioner's core functions are as follows:
22
(a) to uphold the rights of, and promote the health, safety and
23
wellbeing of, people with disability receiving supports or
24
services, including those received under the National
25
Disability Insurance Scheme;
26
(b) to develop a nationally consistent approach to managing
27
quality and safeguards for people with disability receiving
28
supports or services, including those received under the
29
National Disability Insurance Scheme;
30
(c) to promote the provision of advice, information, education
31
and training to NDIS providers and people with disability;
32
(d) to secure compliance with this Act through effective
33
compliance and enforcement arrangements, including
34
through the monitoring and investigation functions conferred
35
on the Commissioner by Division 8 of Part 3A of Chapter 4;
36
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(e) to promote continuous improvement amongst NDIS
1
providers and the delivery of progressively higher standards
2
of supports and services to people with disability;
3
(f) to develop and oversee the broad policy design for a
4
nationally consistent framework relating to the screening of
5
workers involved in the provision of supports and services to
6
people with disability;
7
(g) to provide advice or recommendations to the Agency or the
8
Board in relation to the performance of the Agency's
9
functions;
10
(h) to engage in, promote and coordinate the sharing of
11
information to achieve the objects of this Act;
12
(i) to provide NDIS market oversight, including:
13
(i) by monitoring changes in the NDIS market which may
14
indicate emerging risk; and
15
(ii) by monitoring and mitigating the risks of unplanned
16
service withdrawal.
17
181F Commissioner's registration and reportable incident functions
18
The Commissioner's registration and reportable incident
19
functions are as follows:
20
(a) the functions conferred on the Commissioner by Division 2
21
of Part 3A of Chapter 4 (about registered NDIS providers);
22
(b) the functions conferred on the Commissioner by section 73U
23
(about approved quality auditors);
24
(c) to monitor registered NDIS provider compliance with their
25
conditions of registration, including in relation to the
26
screening of workers in accordance with the NDIS Practice
27
Standards;
28
(d) to provide education, guidance and best practice information
29
to NDIS providers in relation to compliance matters;
30
(e) the functions relating to the notification and management of
31
reportable incidents conferred on the Commissioner by the
32
National Disability Insurance Scheme rules made for the
33
purposes of section 73Z;
34
(f) to support registered NDIS providers to develop and
35
implement effective incident management systems and to
36
build provider capability to prevent and manage incidents;
37
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(g) to collect, correlate, analyse and disseminate information
1
relating to incidents, including reportable incidents, to
2
identify trends or systemic issues.
3
181G Commissioner's complaints functions
4
The Commissioner's complaints functions are as follows:
5
(a) the functions relating to the investigation, management,
6
conciliation and resolution of complaints conferred on the
7
Commissioner by the National Disability Insurance Scheme
8
rules made for the purposes of section 73X;
9
(b) to educate people about, and develop resources relating to,
10
best practice in the handling of:
11
(i) complaints arising out of, or in connection with, the
12
provision of supports or services by NDIS providers;
13
and
14
(ii) matters arising from such complaints;
15
(c) to build the capability of people with disability to pursue
16
complaints in relation to the provision of supports or services
17
by NDIS providers;
18
(d) to build NDIS provider capability to develop a culture of
19
learning and innovation to deliver high quality supports and
20
services, prevent incidents and respond to complaints;
21
(e) to collect, correlate, analyse and disseminate information
22
relating to complaints arising out of, or in connection with,
23
the provision of supports or services by NDIS providers.
24
181H Commissioner's behaviour support function
25
The Commissioner's behaviour support function is to provide
26
leadership in relation to behaviour support, and in the reduction
27
and elimination of the use of restrictive practices, by NDIS
28
providers, including by:
29
(a) building capability in the development of behaviour support
30
through:
31
(i) developing and implementing a competency framework
32
for registered NDIS providers whose registration
33
includes the provision of behaviour support assessments
34
and developing behaviour support plans; and
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(ii) assessing the skills and experience of such providers
1
against the competency framework; and
2
(b) developing policy and guidance materials in relation to
3
behaviour supports and the reduction and elimination of the
4
use of restrictive practices by NDIS providers; and
5
(c) providing education, training and advice on the use of
6
behaviour supports and the reduction and elimination of the
7
use of restrictive practices; and
8
(d) overseeing the use of behaviour support and restrictive
9
practices, including by:
10
(i) monitoring registered NDIS provider compliance with
11
the conditions of registration relating to behaviour
12
support plans; and
13
(ii) collecting, analysing and disseminating data and other
14
information relating to the use of behaviour supports
15
and restrictive practices by NDIS providers; and
16
(e) undertaking and publishing research to inform the
17
development and evaluation of the use of behaviour supports
18
and to develop strategies to encourage the reduction and
19
elimination of restrictive practices by NDIS providers.
20
181J Charging of fees by Commissioner
21
(1) The Commissioner may charge fees in accordance with an
22
instrument made under subsection (2).
23
(2) The Minister may, by legislative instrument, determine:
24
(a) the things that the Commissioner does in the performance of
25
his or her functions for which he or she may charge fees; and
26
(b) the amount, or a method of working out the amount, of those
27
fees.
28
(3) A fee must not be such as to amount to taxation.
29
181K Minister may give directions to the Commissioner
30
(1) The Minister may, by legislative instrument, give directions to the
31
Commissioner about the performance of his or her functions and
32
the exercise of his or her powers.
33
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Note:
Section 42 (disallowance) and Part 4 of Chapter 3 (sunsetting) of the
1
Legislation Act 2003 do not apply to the directions (see regulations
2
made for the purposes of paragraphs 44(2)(b) and 54(2)(b) of that
3
Act).
4
(2) A direction given under subsection (1):
5
(a) must not relate to a particular individual or provider; and
6
(b) must not be inconsistent with this Act, the regulations or an
7
instrument made under this Act.
8
(3) The Commissioner must comply with a direction given under
9
subsection (1).
10
(4) Subsection (3) does not apply to the extent that the direction relates
11
to the Commissioner's performance of functions or exercise of
12
powers under the following Acts in relation to the Commission:
13
(a) the Public Service Act 1999;
14
(b) the Public Governance, Performance and Accountability Act
15
2013.
16
181L Appointment of the Commissioner
17
(1) The Commissioner is to be appointed by the Minister, by written
18
instrument, on a full-time basis.
19
(2) The Commissioner holds office for the period specified in the
20
instrument of appointment. The period must not exceed 3 years.
21
Note:
The Commissioner may be reappointed (see section 33AA of the Acts
22
Interpretation Act 1901).
23
181M Acting appointments
24
The Minister may, by written instrument, appoint a person to act as
25
the Commissioner:
26
(a) during a vacancy in the office of Commissioner (whether or
27
not an appointment has previously been made to the office);
28
or
29
(b) during any period, or during all periods, when the
30
Commissioner:
31
(i) is absent from duty or from Australia; or
32
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(ii) is, for any reason, unable to perform the duties of the
1
office.
2
Note:
For rules that apply to acting appointments, see sections 33AB and
3
33A of the Acts Interpretation Act 1901.
4
181N Remuneration and allowances
5
(1) The Commissioner is to be paid the remuneration that is
6
determined by the Remuneration Tribunal. If no determination of
7
that remuneration by the Tribunal is in operation, the
8
Commissioner is to be paid the remuneration that is determined
9
under paragraph (4)(a).
10
(2) The Commissioner is to be paid the allowances that are determined
11
under paragraph (4)(b).
12
(3) This section has effect subject to the Remuneration Tribunal Act
13
1973.
14
(4) The Minister may, by legislative instrument, determine:
15
(a) remuneration for the purposes of subsection (1); and
16
(b) allowances for the purposes of subsection (2).
17
181P Leave of absence
18
(1) The Commissioner has the recreation leave entitlements that are
19
determined by the Remuneration Tribunal.
20
(2) The Minister may grant to the Commissioner leave of absence,
21
other than recreation leave, on the terms and conditions as to
22
remuneration or otherwise that the Minister determines in writing.
23
181Q Outside employment
24
The Commissioner must not engage in paid work outside the duties
25
of his or her office without the Minister's approval.
26
181R Other terms and conditions
27
The Commissioner holds office on the terms and conditions (if
28
any) in relation to matters not covered by this Act that are
29
determined, in writing, by the Minister.
30
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181S Resignation
1
(1) The Commissioner may resign his or her appointment by giving
2
the Minister a written resignation.
3
(2) The resignation takes effect on the day it is received by the
4
Minister or, if a later day is specified in the resignation, on that
5
later day.
6
181T Termination of appointment
7
(1) The Minister may terminate the appointment of the Commissioner:
8
(a) for misbehaviour; or
9
(b) if the Commissioner is unable to perform the duties of his or
10
her office because of physical or mental incapacity.
11
(2) The Minister may terminate the appointment of the Commissioner
12
if:
13
(a) the Commissioner:
14
(i) becomes bankrupt; or
15
(ii) applies to take the benefit of any law for the relief of
16
bankrupt or insolvent debtors; or
17
(iii) compounds with his or her creditors; or
18
(iv) makes an assignment of his or her remuneration for the
19
benefit of his or her creditors; or
20
(b) the Commissioner is absent, except on leave of absence, for
21
14 consecutive days or for 28 days in any 12 months; or
22
(c) the Commissioner engages, without the Minister's approval,
23
in paid work outside the duties of his or her office (see
24
section 181Q).
25
Note:
The appointment of the Commissioner may also be terminated under
26
section 30 of the Public Governance, Performance and Accountability
27
Act 2013 (which deals with terminating the appointment of an
28
accountable authority, or a member of an accountable authority, for
29
contravening general duties of officials).
30
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Part 3--Staff etc. of the Commission
1
2
181U Staff of the Commission
3
(1) The staff of the Commission must be persons engaged under the
4
Public Service Act 1999.
5
(2) For the purposes of that Act:
6
(a) the Commissioner and the staff of the Commission together
7
constitute a Statutory Agency; and
8
(b) the Commissioner is the Head of that Statutory Agency.
9
181V Consultants
10
(1) The Commissioner may, on behalf of the Commonwealth, engage
11
consultants to assist in the performance of the Commissioner's
12
functions.
13
(2) The consultants are to be engaged on the terms and conditions that
14
the Commissioner determines in writing.
15
181W Persons assisting the Commissioner
16
The Commissioner may be assisted:
17
(a) by employees of Agencies (within the meaning of the Public
18
Service Act 1999); or
19
(b) by officers or employees of a State or Territory; or
20
(c) by officers or employees of authorities of the
21
Commonwealth, a State or a Territory;
22
whose services are made available to the Commissioner in
23
connection with the performance of the Commissioner's functions.
24
61 Subsection 183(2)
25
After "the first day an", insert "Agency".
26
62 Paragraph 188(2)(d)
27
Omit "the officer", substitute "the Agency officer".
28
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63 Subsection 188(4)
1
After "specified", insert "Agency".
2
64 Subsection 188(5)
3
After "before an", insert "Agency".
4
65 After section 197
5
Insert:
6
197A Method of notification by Commissioner
7
If this Act, the regulations or the National Disability Insurance
8
Scheme rules require or permit the Commissioner to notify a
9
person, the Commissioner may notify the person:
10
(a) by sending the notice by prepaid post addressed to the person
11
at his or her postal address last known to the Commissioner;
12
or
13
(b) by giving the notice to the person personally; or
14
(c) in any other way the Commissioner considers appropriate.
15
197B Commissioner not required to make a decision
16
(1) If this Act, the regulations or the National Disability Insurance
17
Scheme rules require a request or application to be in a form
18
approved by the Commissioner, the Commissioner is not required
19
to make a decision on the request or application if it is not in that
20
form.
21
(2) If this Act, the regulations or the National Disability Insurance
22
Scheme rules permit the Commissioner to require information or
23
documents for the purposes of, or for purposes relating to, making
24
a decision or doing a thing, the Commissioner is not required to
25
make the decision or do the thing until the information or
26
documents are provided.
27
66 Section 201 (heading)
28
Repeal the heading, substitute:
29
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201 Delegation by the Minister to the CEO
1
67 At the end of section 201
2
Add:
3
(4) Despite subsection (1), the power to make National Disability
4
Insurance Scheme rules for the purposes of the provisions listed in
5
subsection 201A(1) may not be delegated to the CEO.
6
68 After section 201
7
Insert:
8
201A Delegation by the Minister to the Commissioner
9
(1) The Minister may, in writing, delegate to the Commissioner his or
10
her powers under section 209 to make National Disability
11
Insurance Scheme rules for the purposes of the following
12
provisions:
13
(a) paragraph (b) of the definition of NDIS provider in section 9;
14
(b) section 67F (NDIS rules for exercise of Commissioner's
15
disclosure powers);
16
(c) subsection 73B(1) (requirement to be a registered NDIS
17
provider);
18
(d) paragraphs 73E(1)(d), (e) and (f) (registration as a registered
19
NDIS provider);
20
(e) section 73H (conditions determined by NDIS rules);
21
(f) paragraphs 73N(1)(d), (e) and (f) (suspension of registration);
22
(g) paragraphs 73P(1)(d), (e) and (f) (revocation of registration);
23
(h) section 73Q (record keeping by registered NDIS providers);
24
(i) subsection 73T(1) (NDIS Practice Standards);
25
(j) subsection 73V(1) (NDIS Code of Conduct);
26
(k) paragraph 73W(b) (complaints management and resolution
27
system);
28
(l) subsection 73X(1) (complaints management and resolution);
29
(m) paragraph 73Y(b) (incident management system);
30
(n) subsections 73Z(1) and (5) (reportable incidents);
31
(o) paragraph 73ZM(2)(h) (compliance notices);
32
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(p) paragraphs 73ZS(3)(l), (4)(h) and (5)(f) and
1
subsection 73ZS(7) (NDIS Provider Register).
2
(q) subsection 99(2) (reviewable decisions).
3
(2) When exercising powers under a delegation, the Commissioner
4
must comply with any directions of the Minister.
5
69 Subsection 202(1)
6
After "delegate to an", insert "Agency".
7
70 Subsection 202(2)
8
After "only to an", insert "Agency".
9
71 After section 202
10
Insert:
11
202A Delegation by the Commissioner
12
(1) Subject to subsection (2) and section 202B, the Commissioner
13
may, in writing, delegate to a Commission officer any or all of his
14
or her powers or functions under this Act, the regulations or the
15
National Disability Insurance Scheme rules.
16
Note:
See also sections 34AA and 34AB of the Acts Interpretation Act 1901.
17
(2) Despite subsection (1), the Commissioner may delegate the
18
Commissioner's powers and functions under Part 2 of Chapter 4
19
(privacy) only to a member of staff of the Commission (see
20
section 181U).
21
(3) A person exercising powers or functions under a delegation under
22
this section must comply with any directions of the Commissioner.
23
202B Delegation of regulatory powers
24
(1) The Commissioner may, in writing, delegate the powers and
25
functions mentioned in subsection (2), to an SES employee, or an
26
acting SES employee, in the Commission.
27
Note 1:
The expressions SES employee and acting SES employee are defined
28
in section 2B of the Acts Interpretation Act 1901.
29
Note 2:
See also sections 34AA and 34AB of the Acts Interpretation Act 1901.
30
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(2) The powers and functions that may be delegated are the powers
1
and functions under Division 8 of Part 3A of Chapter 4
2
(compliance and enforcement), including:
3
(a) powers under the Regulatory Powers Act in relation to the
4
provisions of this Act; and
5
(b) powers and functions under the Regulatory Powers Act that
6
are incidental to a power mentioned in paragraph (a).
7
(3) A person exercising powers or performing functions under a
8
delegation under subsection (1) must comply with any directions of
9
the Commissioner.
10
72 Subsections 203(1) and (2)
11
Repeal the subsections, substitute:
12
(1) This Act applies to an entity that:
13
(a) is a registered provider of supports; or
14
(b) wishes to apply for approval as a registered provider of
15
supports; or
16
(c) is a registered NDIS provider; or
17
(d) wishes to apply for registration as a registered NDIS
18
provider; or
19
(e) is an NDIS provider;
20
as if the entity were a person, but with the changes mentioned in
21
subsections (3), (4) and (5).
22
(2) In addition:
23
(a) Division 2 of Part 1 of Chapter 4; and
24
(b) Part 2 of Chapter 4;
25
apply to an entity as if the entity were a person, but with the
26
changes mentioned in subsections (3), (4) and (5).
27
73 At the end of section 203
28
Add:
29
(6) This section applies to a contravention of a civil penalty provision
30
in a corresponding way to the way in which it applies to an
31
offence.
32
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(7) For the purposes of this Act, a change in the composition of a
1
partnership does not affect the continuity of the partnership.
2
74 Section 204 (heading)
3
Repeal the heading, substitute:
4
204 Time frames for decision making by CEO
5
75 At the end of section 205
6
Add:
7
(3) To avoid doubt, subsection (2) does not prevent the Crown from
8
being liable to pay a pecuniary penalty under section 73ZK or
9
73ZL.
10
Note:
Section 73ZK deals with civil penalty orders and section 73ZL deals
11
with infringement notices.
12
76 At the end of Part 3 of Chapter 7
13
Add:
14
207A State or Territory agreement required in relation to certain
15
delegations under this Act
16
(1) The CEO may not delegate a power or function under this Act to
17
an officer or employee of a State or Territory, or an officer or
18
employee of a body established for a public purpose by or under a
19
law of the State or Territory, without the written agreement of the
20
relevant Minister of the State or Territory.
21
(2) The Commissioner may not delegate a power or function under this
22
Act to an officer or employee of a State or Territory, or an officer
23
or employee of an authority of a State or a Territory, without the
24
written agreement of the relevant Minister of the State or Territory.
25
77 After subsection 209(1)
26
Insert:
27
(1A) Without limiting subsection 33(3A) of the Acts Interpretation Act
28
1901, rules made for the purposes of subsection (1) of this section:
29
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(a) may be of general application or may be limited as provided
1
in the rules; and
2
(b) may make different provision in relation to different kinds of
3
providers, supports, services, circumstances or any other
4
matter.
5
78 Subsection 209(8) (at the end of the cell at table item 2,
6
column headed "Description")
7
Add:
8
; (e) section 73H, to the extent that the rules deal with conditions on classes of
9
registration relating to behaviour support;
10
(f) subsection 73T(1), to the extent that the NDIS Practice Standards deal with the
11
screening of workers involved in the provision of supports or services to people with
12
disability under the National Disability Insurance Scheme.
13
79 Subsection 209(8) (cell at table item 4, column headed
14
"Description")
15
Repeal the cell, substitute:
16
Rules made for the purposes of any of the
following provisions:
(a) paragraph (b) of the definition of NDIS
provider in section 9;
(b) section 40;
(c) section 46;
(d) section 67F;
(e) subsection 73B(1);
(f) paragraphs 73E(1)(d), (e) and (f);
(g) section 73H, other than to the extent
covered by table item 2;
(h) paragraphs 73N(1)(d), (e) and (f);
(i) paragraphs 73P(1)(d), (e) and (f);
(j) section 73Q;
(k) subsection 73T(1), other than to the
extent covered by table item 2;
(l) subsection 73V(1);
(m) paragraph 73W(b)
(n) subsection 73X(1);
(o) paragraph 73Y(b);
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(p) subsections 73Z(1) and (5);
(q) paragraph 73ZM(2)(h);
(r) paragraphs 73ZS(3)(l), (4)(h) and (5)(f);
(s) subsection 73ZS(7);
(t) subsection 99(2);
(u) section 106;
(v) section 107;
(w) section 182;
(x) section 194.
80 At the end of section 209
1
Add:
2
(9) To avoid doubt, the National Disability Insurance Scheme rules
3
may not do the following:
4
(a) create an offence or civil penalty;
5
(b) provide powers of:
6
(i) arrest or detention; or
7
(ii) entry, search or seizure;
8
(c) impose a tax;
9
(d) set an amount to be appropriated from the Consolidated
10
Revenue Fund under an appropriation in this Act;
11
(e) directly amend the text of this Act.
12
(10) National Disability Insurance Scheme rules that are inconsistent
13
with the regulations have no effect to the extent of the
14
inconsistency, but National Disability Insurance Scheme rules are
15
taken to be consistent with the regulations to the extent that the
16
National Disability Insurance Scheme rules are capable of
17
operating concurrently with the regulations.
18
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Part 2--Transitional rules
1
81 Transitional rules
2
(1)
The Minister may, by legislative instrument, make rules of a transitional
3
nature (including any saving or application provisions) relating to:
4
(a) the amendments or repeals made by this Schedule; or
5
(b) the enactment of this Act.
6
(2)
Without limiting subitem (1), the rules may make provision in relation
7
to the following matters:
8
(a) a State or Territory becoming a participating jurisdiction;
9
(b) the transition of a person or entity from a registered provider
10
of supports to a registered NDIS provider;
11
(c) the transition from the application of provisions of laws of
12
the States and the Territories to the application of provisions
13
of the National Disability Insurance Scheme Act 2013, as in
14
force immediately after the commencement of this item.
15
(3)
The rules may provide that provisions of this Schedule are taken to be
16
modified as set out in the rules. Those provisions then have effect as if
17
they were so modified.
18
(4)
To avoid doubt, the rules may not do the following:
19
(a) create an offence or civil penalty;
20
(b) provide powers of:
21
(i) arrest or detention; or
22
(ii) entry, search or seizure;
23
(c) impose a tax;
24
(d) set an amount to be appropriated from the Consolidated
25
Revenue Fund under an appropriation in this Act;
26
(e) directly amend the text of this Act.
27
Schedule 2 National Disability Insurance Scheme Review
Part 1 Amendments
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National Disability Insurance Scheme Amendment (Quality and
Safeguards Commission and Other Measures) Bill 2017
No. , 2017
Schedule 2--National Disability Insurance
1
Scheme Review
2
Part 1--Amendments
3
National Disability Insurance Scheme Act 2013
4
1 Subsection 4(2)
5
Omit "to the extent of their ability".
6
2 Subsection 4(8)
7
Omit ", to the full extent of their capacity".
8
3 After subsection 4(9)
9
Insert:
10
(9A) People with disability are central to the National Disability
11
Insurance Scheme and should be included in a co-design capacity.
12
4 Subsection 4(12)
13
Omit ", carers".
14
5 After subsection 4(12)
15
Insert:
16
(12A) The relationship between people with disability and their carers is
17
to be recognised and respected.
18
6 Subsection 4(15)
19
Repeal the subsection, substitute:
20
(15) In exercising their right to choice and control, people with
21
disability require access to a diverse and sustainable market for
22
disability supports in which innovation, quality, continuous
23
improvement, contemporary best practice and effectiveness in the
24
provision of those supports is promoted.
25
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Amendments Part 1
No. , 2017
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Safeguards Commission and Other Measures) Bill 2017
81
7 Paragraph 5(d)
1
Omit "and the gender,", substitute ", the gender identity, sexual
2
orientation and intersex status".
3
8 Section 8
4
After "to enable them to", insert "provide information in relation to
5
disability and disability supports and services, to build capacity within
6
the community in connection with people with disability and to".
7
9 Section 8
8
Omit "Scheme Launch Transition".
9
10 Section 9 (definition of Agency)
10
Omit "Scheme Launch Transition".
11
11 Section 9
12
Insert:
13
reassessment date of a participant's plan means the date specified
14
in the plan under paragraph 33(2)(c).
15
12 Section 9 (definition of review date)
16
Repeal the definition.
17
13 Paragraph 14(a)
18
Repeal the paragraph, substitute:
19
(a) for the purposes of enabling those persons or entities to
20
provide information in relation to disability and disability
21
supports and services; or
22
(ab) for the purposes of enabling those persons or entities to
23
provide assistance in building capacity within the community
24
in connection with the provision of goods and services to
25
people with disability and their families and carers; or
26
(ac) for the purposes of enabling those persons or entities to assist
27
people with disability to realise their potential for physical,
28
social, emotional and intellectual development; or
29
Schedule 2 National Disability Insurance Scheme Review
Part 1 Amendments
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National Disability Insurance Scheme Amendment (Quality and
Safeguards Commission and Other Measures) Bill 2017
No. , 2017
(ad) for the purposes of enabling those persons or entities to assist
1
people with disability, and their families and carers, to
2
participate in social and economic life; or
3
14 Before subsection 17A(1)
4
Insert:
5
(1A) In performing his or her functions and exercising his or her powers
6
under this Chapter, the CEO must have regard to the principles in
7
this section.
8
15 At the end of section 17A
9
Add:
10
(4) The principles in this section are in addition to the principles in
11
section 4 to which the CEO is to have regard in performing his or
12
her functions and exercising his or her powers under this Act.
13
16 At the end of subsection 24(1)
14
Add:
15
; and (f) such support is most appropriately funded or provided
16
through the National Disability Insurance Scheme, and is not
17
more appropriately funded or provided through other general
18
systems of service delivery or support services offered by a
19
person, agency or body, or systems of service delivery or
20
support services offered:
21
(i) as part of a universal service obligation; or
22
(ii) in accordance with reasonable adjustments required
23
under a law dealing with discrimination on the basis of
24
disability.
25
17 After paragraph 27(c)
26
Insert:
27
(ca) the support a person is likely to require for the person's
28
lifetime is most appropriately funded or provided through the
29
National Disability Insurance Scheme; or
30
18 Section 31
31
Omit "review", substitute "reassessment".
32
National Disability Insurance Scheme Review Schedule 2
Amendments Part 1
No. , 2017
National Disability Insurance Scheme Amendment (Quality and
Safeguards Commission and Other Measures) Bill 2017
83
19 Paragraph 31(c)
1
Omit ", carers".
2
20 After paragraph 31(c)
3
Insert:
4
(ca) where relevant, recognise and respect the relationship
5
between participants and their carers; and
6
21 Paragraph 31(d)
7
Omit "where possible,".
8
22 Paragraph 33(2)(c)
9
Omit "review", substitute "reassess".
10
23 Subsection 36(3) (note)
11
Omit "reviewed", substitute "reassessed".
12
24 Subsection 37(2) (note)
13
Omit "review", substitute "reassessment".
14
25 Paragraph 41(2)(c)
15
Omit "review", substitute "reassessment".
16
26 Division 4 of Part 2 of Chapter 3 (heading)
17
Repeal the heading, substitute:
18
Division 4--Reassessing and changing participants' plans
19
27 Subsection 47(1) (note)
20
Omit "review" (first occurring), substitute "reassessment".
21
28 Subsection 47(1) (note)
22
Omit "review" (second occurring), substitute "reassess".
23
29 Section 48 (heading)
24
Repeal the heading, substitute:
25
Schedule 2 National Disability Insurance Scheme Review
Part 1 Amendments
84
National Disability Insurance Scheme Amendment (Quality and
Safeguards Commission and Other Measures) Bill 2017
No. , 2017
48 Reassessment of participants' plans
1
30 Subsection 48(1)
2
Omit "review", substitute "reassessment".
3
31 Subsection 48(2)
4
Omit "review" (wherever occurring), substitute "reassessment".
5
32 After subsection 48(2)
6
Insert:
7
(2A) In making a decision under subsection (2), the CEO must have
8
regard to the matters (if any) prescribed by the National Disability
9
Insurance Scheme rules for the purposes of this subsection.
10
33 Subsection 48(3)
11
Omit "review" (wherever occurring), substitute "reassessment".
12
34 Subsection 48(4)
13
Omit "review", substitute "reassessment".
14
35 Subsection 48(5)
15
Omit "review" (wherever occurring), substitute "reassessment".
16
36 Subsection 48(6)
17
Omit "review", substitute "reassessment".
18
37 Section 49 (heading)
19
Repeal the heading, substitute:
20
49 Outcome of reassessment
21
38 Section 49
22
Omit "review", substitute "reassessment".
23
39 Section 50 (heading)
24
Repeal the heading, substitute:
25
National Disability Insurance Scheme Review Schedule 2
Amendments Part 1
No. , 2017
National Disability Insurance Scheme Amendment (Quality and
Safeguards Commission and Other Measures) Bill 2017
85
50 Information and reports for the purposes of reassessing a
1
participant's plan
2
40 Subsection 50(1)
3
Omit "reviewing", substitute "reassessing".
4
41 Paragraph 50(2)(a)
5
Omit "reviewing", substitute "reassessing".
6
42 Subsection 50(3)
7
Omit "review", substitute "reassess".
8
43 Subsection 50(3) (note)
9
Omit "reviewed" (wherever occurring), substitute "reassessed".
10
44 Before paragraph 55(2)(a)
11
Insert:
12
(aa) whether a person with disability may be eligible for services
13
or supports under the National Disability Insurance Scheme;
14
45 Paragraph 55(2)(d)
15
Omit "review", substitute "reassessment".
16
46 Subsection 60(1)
17
Repeal the subsection.
18
47 Subsection 60(3)
19
Omit "subsections (1) and (2), the collection, recording", substitute
20
"subsection (2), the recording".
21
48 Section 61
22
Repeal the section.
23
49 Subsection 66(1)
24
After "sections 62", insert ", 64".
25
Schedule 2 National Disability Insurance Scheme Review
Part 1 Amendments
86
National Disability Insurance Scheme Amendment (Quality and
Safeguards Commission and Other Measures) Bill 2017
No. , 2017
50 Paragraphs 78(1)(a) and (5)(a)
1
Omit "review", substitute "reassessment".
2
51 Paragraph 79(1)(a)
3
Omit "review", substitute "reassessment".
4
52 After subsection 90(3)
5
Insert:
6
Nominee no longer has guardianship etc.
7
(3A) The CEO may, by written instrument, cancel the appointment of a
8
nominee if:
9
(a) at the time the appointment was made, the nominee was a
10
person who, under a law of the Commonwealth, a State or a
11
Territory:
12
(i) had guardianship of the participant; or
13
(ii) was appointed by a court, tribunal, board or panel
14
(however described) who had power to make decisions
15
for the participant and whose responsibilities in relation
16
to the participant were relevant to the duties of a
17
nominee; and
18
(b) the nominee no longer has guardianship of the participant or
19
holds the appointment referred to in subparagraph (a)(ii) (as
20
the case requires).
21
53 Paragraph 96(2)(b)
22
Omit "review", substitute "reassessment".
23
54 Paragraph 99(f)
24
Omit "review", substitute "reassess".
25
55 Paragraph 104(3)(f)
26
After "her family", insert "or carers".
27
56 Chapter 6 (heading)
28
Repeal the heading, substitute:
29
National Disability Insurance Scheme Review Schedule 2
Amendments Part 1
No. , 2017
National Disability Insurance Scheme Amendment (Quality and
Safeguards Commission and Other Measures) Bill 2017
87
Chapter 6--National Disability Insurance
1
Agency
2
57 Part 1 of Chapter 6 (heading)
3
Repeal the heading, substitute:
4
Part 1--National Disability Insurance Agency
5
58 Subsection 117(1)
6
Repeal the subsection, substitute:
7
(1) The body known immediately before the commencement of this
8
subsection as the National Disability Insurance Scheme Launch
9
Transition Agency is continued in existence with the new name the
10
National Disability Insurance Agency.
11
Note:
See also section 25B of the Acts Interpretation Act 1901.
12
59 At the end of subsection 127(2)
13
Add:
14
Note:
A person with lived experience of disability is eligible for
15
appointment under paragraph (a).
16
60 Paragraph 174(1)(b)
17
Omit "1 month", substitute "6 weeks".
18
61 Subsection 174(5)
19
Repeal the subsection.
20
62 Paragraph 182(2)(c)
21
Repeal the paragraph, substitute:
22
(c) the payment was made in respect of reasonable and necessary
23
supports funded under a participant's plan and the participant
24
died before the supports were provided.
25
63 Subsection 209(3)
26
Repeal the subsection, substitute:
27
Schedule 2 National Disability Insurance Scheme Review
Part 1 Amendments
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National Disability Insurance Scheme Amendment (Quality and
Safeguards Commission and Other Measures) Bill 2017
No. , 2017
(3) When making National Disability Insurance Scheme rules, the
1
Minister must have regard to:
2
(a) the objects and principles of this Act; and
3
(b) the need to ensure the financial sustainability of the National
4
Disability Insurance Scheme.
5
National Disability Insurance Scheme Review Schedule 2
Application provisions Part 2
No. , 2017
National Disability Insurance Scheme Amendment (Quality and
Safeguards Commission and Other Measures) Bill 2017
89
Part 2--Application provisions
1
64 Application of amendments
2
(1)
The amendment of subsection 24(1) of the National Disability
3
Insurance Scheme Act 2013 made by this Schedule does not apply in
4
relation to:
5
(a) requests to become participants made before the
6
commencement of this Schedule; or
7
(b) persons who became participants before the commencement
8
of this Schedule.
9
(2)
The amendment of section 90 of the National Disability Insurance
10
Scheme Act 2013 made by this Schedule applies in relation to the
11
cancellation of appointments of nominees after the commencement of
12
this Schedule, regardless of when the nominee was appointed.
13
(3)
The amendment of paragraph 182(2)(c) of the National Disability
14
Insurance Scheme Act 2013 made by this Schedule applies in relation to
15
payments of NDIS amounts made before or after the commencement of
16
this Schedule.
17